Web Release Date: January 3,
Passivation of GaAs Nanocrystals by Chemical Functionalization
Division of Chemistry and Chemical Engineering, 210 Noyes Laboratory, 127-72, Beckman Institute and Kavli Nanoscience Institute, California Institute of Technology, 1200 E. California Boulevard, Pasadena, California 91125
Received August 10, 2007

Abstract:
The effective use of nanocrystalline semiconductors requires control of the chemical and electrical
properties of their surfaces. We describe herein a chemical functionalization procedure to passivate surface
states on GaAs nanocrystals. Cl-terminated GaAs nanocrystals have been produced by anisotropic etching
of oxide-covered GaAs nanocrystals with 6 M HCl(aq). The Cl-terminated GaAs nanocrystals were then
functionalized by reaction with hydrazine or sodium hydrosulfide. X-ray photoelectron spectroscopic
measurements revealed that the surfaces of the Cl-, hydrazine-, and sulfide-treated nanocrystals were
As-rich, due to significant amounts of As0. However, no As0 was observed in the photoelectron spectra
after the hydrazine-terminated nanocrystals were annealed at 350
C under vacuum. After the anneal, the
N 1s peak of hydrazine-exposed GaAs nanocrystals shifted to 3.2 eV lower binding energy. This shift was
accompanied by the appearance of a Ga 3d peak shifted 1.4 eV from the bulk value, consistent with the
hypothesis that a gallium oxynitride capping layer had been formed on the nanocrystals during the annealing
process. The band gap photoluminescence (PL) was weak from the Cl- and hydrazine- or sulfide-terminated
nanocrystals, but the annealed nanocrystals displayed strongly enhanced band-edge PL, indicating that
the surface states of GaAs nanocrystals were effectively passivated by this two-step, wet chemical treatment.
Download the full text: PDF | HTML