
Web Release Date: September 30,
Molecular Approaches to Solar Energy Conversion with Coordination Compounds Anchored to Semiconductor Surfaces
Departments of Chemistry and Materials Science and Engineering, Johns Hopkins University, Baltimore, Maryland 21218
Received April 15, 2005
Abstract:
Strategies toward the realization of molecular control of interfacial charge transfer at nanocrystalline semiconductor
interfaces are described. Light excitation of coordination compounds, based on (d
)6 transition metals, anchored
to wide band-gap semiconductors, such as TiO2, can initiate electron-transfer processes that ultimately reduce the
semiconductor. Such photoinduced charge-separation processes are a key step for solar energy conversion. The
thermodynamics and kinetic rate constants for three different interfacial charge separation mechanisms are discussed.
Tuning the energetic position of the semiconductor conduction band relative to the molecular sensitizer has provided
new insights into interfacial charge transfer. Supramolecular compounds that efficiently absorb light, promote interfacial
electron transfer, and feature additional functions such as intramolecular electron transfer when bound to
semiconductor surfaces have also been studied. New approaches for enhancing charge-separation lifetimes for
solar energy conversion are presented.
Solar energy conversion represents an important area of
inorganic research.1-5
D + A, is always thermodynamically
downhill.1-6
| Scheme 1 |
The classical inorganic example of charge separation is
electron transfer from the metal-to-ligand charge-transfer
(MLCT) excited states of Ru(bpy)32+ to methylviologen,
MV2+, where Ru(bpy)32+ is the chromophoric donor and
MV2+ is the electron acceptor.
+ that stores about 1.6 eV of free energy (eq 1).
Excited-state quenching yields are efficient, but rapid charge
recombination lowers the yield of long-lived states significantly in aqueous solution (eq 2).7

It has been over 25 years
since Whitten and Meyer first reported the direct observation
of the Ru(bpy)33+,MV
+ charge-separated state, and the
details are now understood in considerable molecular detail.7
Studies of compounds with covalent bonds between the
donor and acceptor have provided considerable insights into
how spin, distance, and thermodynamic driving force influence electron-transfer rate constants.8 In addition, solid-state
materials have been successfully employed to spatially
arrange and isolate chromophores, donors, and/or acceptors
in solid-state materials for long-lived charge separation.9
An intriguing idea has been to convert the energy stored
in charge-separated states directly into electrical power. The
celebrated "photogalvanic cells" were designed to do this
by selective collection of photogenerated D+'s and A-'s at
opposite dark electrodes.10,11
| Scheme 2 |
When a photocurrent is generated with light energy less
than that of the semiconductor band gap, the process is
known as sensitization and the light-absorbing dyes are
referred to as sensitizers. Polypyridyl compounds of Ru(II)
were among the first sensitizers to be studied and continue
to be the most promising for real-world applications in
regenerative solar cells.14-16
This paper summarizes recent studies of interfacial charge
transfer at TiO2 interfaces sensitized to visible light with
(d
)6 transition-metal compounds.1-5 We present some
background data on the synthesis and characterization of
sensitized mesoporous TiO2 thin films and then focus on
surface-mediated photochemical processes relevant to MLCT
excited states and interfacial charge transfer. Emphasis is
also given to "supramolecular" compounds that were designed to perform more elaborate tasks when anchored to
semiconductor surfaces.4 Unless otherwise stated, the experimental data described herein were obtained in neat
organic solvents or electrolytes. Therefore, the relevance to
regenerative solar cells, which generally operate in 0.5 M
LiI and 0.05 M I2 nitrile solutions, is not always clear. The
research activity in this area is tremendous, yet many recent
discoveries provide new opportunities for solar energy
conversion with coordination compounds anchored to semiconductor surfaces.
A. Sensitized TiO2 Thin Films. 1. Mesoporous Thin
Films. The preparation of nanocrystalline TiO2 thin films
by sol-gel techniques has been well documented in the
literature.18-20
m thick. Anatase
is one of the three common polymorphs of TiO2.21 Interestingly, the (100) plane (Figure 1) has ~1.2-Å-diameter pores
that are known to intercalate cations such as H+ and Li+
when reduced electrochemically.22 These "potential-determining ions" have a profound influence on the energetics
of the TiO2 acceptor states, as is discussed further below.
| Figure 1 (100) plane of anatase TiO2. |
These mesoporous TiO2 materials possess many qualities ideal for solar energy conversion and for fundamental studies of interfacial charge separation. Below we list five of the most important.
1. The high surface area is important for sensitizer binding
and efficient solar harvesting.23-25
2. The 50-70% porosity allows facile diffusion of redox mediators within the film to react with surface-bound sensitizers.
3. The density of unfilled acceptor states can be widely and reversibly tuned in energy for optimization of light to electrical energy conversion efficiencies and for fundamental characterization of excited states and interfacial charge separation.24
4. Injected electrons can be efficiently collected in an
external circuit. Carrier transport is an activated process that
has been extensively studied.26,27
5. High transparency in the visible and infrared regions allows spectroscopic characterization of photoinduced electron-transfer reactions. In many cases, the spectroscopy can be correlated with photoelectrochemical properties.17,18a
We note that these desirable properties are not restricted to TiO2 and that mesoporous nanocrystalline thin films based on SnO2, ZnO, and ZrO2 have been prepared through related sol-gel techniques.23-25
The nature of the electron-acceptor states in TiO2 remains poorly understood, and the molecular descriptions an inorganic chemist would like are lacking. Distinctions are often made between delocalized conduction band electrons and electrons trapped to form localized Ti(III) states.23-25 A commonly held view is that electron injection occurs to the unfilled conduction band states. The injected electron rapidly thermalizes to the conduction band edge, Ecb, where it is trapped to form Ti(III)-like states. Charge recombination is thus from electrons "trapped" in Ti(III) states within the forbidden energy gap. However, we have found no compelling evidence for this distinction between free and trapped carriers and hereby simply refer to reduced TiO2 as TiO2(e-).
It is well-known that TiO2 can be reduced electrochemically, chemically, or photoelectrochemically and that the
resultant blue-black-colored material is stable in the absence
of dioxygen or other electron acceptors.21 TiO2(e-) has
characteristic electron paramagnetic repulsion and UV-vis
spectra.21,28-30
Determination of the TiO2(e-) "redox potential" is necessary for the estimation of the free energy stored in interfacial
charge-separated states. Under all conditions that we have
studied, injected electrons in TiO2 were able to reduce MV2+,
indicating that the free energy stored is larger than that in
the classical Ru(bpy)33+,MV
+ charge-separated state,
G
> 1.6 eV. The standard photoelectrochemical techniques used
to estimate Ecb cannot be directly applied to these nanostructured materials.31 Rothenberger and co-workers have
proposed an accumulation layer model to describe the
potential distribution within the TiO2 particles at negative
applied potentials.29 This model assumes that the band-edge
positions remain fixed as the Fermi energy is raised into
accumulation conditions, which has little literature precedence.28 Nevertheless, the model appears to fit the spectroelectrochemical data and provides the only literature estimates of Ecb available for these materials in organic and
aqueous electrolytes.30 Because there is likely to be some
band-edge movement as the Fermi energy is raised, we feel
that the reported values are best thought of as upper limits;
i.e., the true conduction band edge is further from the vacuum
level (i.e., more positive) under open-circuit conditions.28
A final point with regard to the energetic positions of the band edges is that they are not singular parameters. They shift when the environment around the semiconductor is changed.21 For example, the band-edge positions are known to display a Nernstian (59 mV/pH) shift in aqueous solution due to protonation/deprotonation of surface titanol groups. In nonaqueous solvents such as acetonitrile, the adsorption of cations to the surface has also been shown to have a significant influence on Ecb. For example, Ecb has been reported be -1.0 V vs SCE in 0.1 M LiClO4/acetonitrile and shifts to ~ -2 V when the Li+ cations were replaced by tetrabutylammonium cations.30 The direction of the band-edge shifts has been confirmed by excited-state quenching studies described further below.
2. Sensitizer Binding. Coordination compounds with functional groups for surface binding have been linked to metal oxide surfaces by room-temperature reactions in organic solvents.23-25 The most common and successful functional groups for excited-state sensitization are based on carboxylic acids. Others based on phosphonates, siloxanes, acetyl acetonates, ethers, phenols, and cyanides have also been reported.32 In some studies, the TiO2 surfaces were pretreated with aqueous solutions of known pH or with TiCl4. In many cases, the films were used without pretreatment immediately after the final heating step in the sol-gel process.
Goodenough first proposed that carboxylic acids would dehydratively couple with titanol groups to form surface ester linkages (Scheme 3).33 We have reported spectroscopic evidence for this and for the more commonly observed "carboxylate" linkage in reactions of Ru(dcbH2)(bpy)2(PF6)2 and Ru(bpy)2(ina)2(PF6)2, where dcbH2 is 4,4'-(CO2H)2-bpy and ina is isonicotinic acid, with nanocrystalline TiO2 and colloidal ZrO2 films in acetonitrile at room temperature.34 The interfacial proton concentration was intentionally varied by equilibration of the films with aqueous solutions of known pH prior to sensitizer binding. The visible absorption and IR spectral data indicate that a high surface proton concentration yields an ester-type linkage(s) where low proton concentrations favor "carboxylate"-type binding mode(s). The TiO2 surface saponified the esters in Ru(deeb)(bpy)2(PF6)2, where deeb is 4,4'-(CO2Et)2-bpy, and the carboxylate products bound to the surface.34 For a variety of sensitizers with carboxylic acid functional groups reacted with untreated TiO2, the concentration-dependent binding generally follows the Langmuir adsorption isotherm model with adduct formation constants of 104-105 M-1 and limiting surface coverages of 10-8 mol cm-2. This corresponds roughly to monolayer coverage and about 700 Ru(II) sensitizers anchored to each ~20-nm TiO2 particle. We emphasize that these values are approximate and that absolute proof of monolayer coverage is exceedingly difficult due to the ill-defined surface area of the mesoporous thin films.
| Scheme 3 |
These data, and those of others in the literature, did not
allow direct identification of the surface site(s) involved in
the sensitizer-semiconductor bond.33-38
The binding of metal cyano compounds to TiO2 in acidic
solutions has also been the subject of considerable research.41-43
3. Sensitizer Energetics. It has been have shown that Ru(II) and other sensitizers anchored to nanocrystalline TiO2 films can be oxidized and reduced in standard electrochemical cells.32 Cyclic voltammetry and spectroelectrochemistry are thus powerful in situ tools for the determination of formal reduction potentials and absorption spectra of relevant redox states. The mechanism by which the semiconductor-bound sensitizers can be reversibly oxidized and reduced is nonobvious. The Ru(III/II) reduction potentials reside energetically within the forbidden energy gap of TiO2. Therefore, band-gap illumination would be required for TiO2 to oxidize these sensitizers. Instead, the dark redox chemistry is initiated by electron transfer with compounds on the underlying substrate (usually fluorine-doped tin oxide) and extends to sensitizers on the nanoparticles by lateral intermolecular electron "hopping".32 Complete oxidation of all of the sensitizers thus requires that a pathway for "hopping" to each sensitizer is present. Bonhote and co-workers have, in fact, shown that a percolation threshold exists for the oxidation of amines anchored to nanocrystalline TiO2 thin films.44 Mobile redox-active compounds in the electrolyte can be used to mediate charge transfer to surface-bound sensitizers in isolated regions of the film.45
B. Excited-State Properties. The excited states of (d
)6
polypyridyl compounds have been extensively studied.1-5
Radiative and nonradiative decay in the prototypical Ru(bpy)32+* is mechanistically complex. A number of potential
energy surfaces can potentially mediate excited-state decay.
In fluid solution, it is well established that upon light
absorption quantitative intersystem crossing to a manifold
of thermally equilibrated MLCT excited states (or "thexi"
states2) occurs. The thexi state consists of three energetically
proximate states that have a significant Boltzmann population
and behave as a single state near room temperature. It is
well formulated as an excited electron localized on a single
bipyridine ligand, RuIII(bpy-)(bpy)22+*. Higher in energy is
a fourth MLCT excited state and distorted ligand field
states.3,5 It is well-known that the external environment has
a profound influence on MLCT excited states.46,47
1. Energy Transfer. In many important regards, the room-temperature excited-state properties of Ru(dcb)(bpy)2, where
dcb is 4,4'-CO2--bpy, anchored to TiO2 are remarkably
similar to those observed in fluid solution.48 The most
significant difference was that excited-state relaxation on
TiO2 (and ZrO2) occurred by parallel first- and second-order
kinetic processes. The seocnd-order component was attributed to triplet-triplet annihilation reactions that occur
< 50 ns, decay exponentially on nanocrystalline TiO2 surfaces at low irradiances.48
| Scheme 4 |
Direct evidence for energy transfer came from studies
where both Ru(dcbH2)(bpy)2(PF6)2 and Os(dcbH2)(bpy)2(PF6)2 were anchored to the same nanocrystalline TiO2 film.49
The Os compound acts as an energy-transfer trap and reaction
3 occurs with a quantum yield within experimental error of
unity and a rate constant > 108 s-1 when the two sensitizers
were anchored to the surface in equal concentration.

2. Ligand-Field Excited States. The presence of low-lying ligand-field states in ruthenium(II) polypyridyl compounds may be inferred from the appearance of ligand loss
photochemistry and temperature-dependent lifetimes.1-5,51
< 10
ns. When anchored to nanocrystalline TiO2, the compound
was much more photostable and highly photoluminescent
with a lifetime of 60 ns.53 The apparent MLCT
LF internal
conversion activation energy increased to 2500 cm-1 upon
surface binding. Similar increases in this activation energy
have been observed for Ru(bpy)32+ in solid-state media and
attributed to destabilization of the ligand-field states by the
solid.54 Interestingly, a static component was also observed
in the temperature-dependent lifetimes of cis-Ru(bpy)2(ina)2/TiO2, which indicated that the intersystem crossing yield was
not unity or temperature-independent.53
Ruthenium ammine excited states are also known to display efficient ligand-field photochemistry.55 In preliminary studies with compounds of the type Ru(ina)(NH3)52+ and Ru(dcbH2)(NH3)42+, enhanced photostability after attachment to TiO2 was also observed.56 Excited-state interfacial charge separation was also observed with these sensitizers. The injection yields were dependent on the excitation wavelength and increased substantially when the ammine ligands were deuterated. These initial studies are promising and may ultimately lead to the realization of efficient charge separation with iron polypyridyl compounds whose ligand-field excited states have historically limited their usefulness.57
3. Outer-Sphere Reorganization. Sensitizers anchored
to semiconductor surfaces are exposed to the external
environment and to the semiconductor surface. Therefore,
the reorganization energy for charge transfer is expected to
include contributions from both. At present, there exist few
experimental data on charge-transfer reorganization energies
at molecular-semiconductor interfaces. In the classical limit,
the optical energy for MLCT absorption, Eab, and emission,
Eem, are related to the Gibbs free energy and the total
reorganization energy of the excited and ground states,
respectively (eqs 4 and 5).47


G is well approximated
by E1/2(RuIII/II) - E1/2(LL0/-). As mentioned above, the metal-based potentials can be measured in situ by cyclic voltammetry for the surface-bound compounds. The ligand (LL)
reductions cannot be obtained in this manner because they
are obscured by TiO2 reduction. However, studies of solvatochromic Ru(II) compounds have shown that the bpy-based
reduction potentials are only weakly sensitive to the solvent.47
Cyano compounds of Fe(II) and Ru(II) are known to be
highly solvatochromic.47,58 Outer-sphere interactions with the
cyano ligands have a profound influence on the Ru(III/II)
reduction potential and hence the color of the compound.47
For Fe(bpy')(CN)42- compounds, where bpy' is bpy or 4,4'-(CH3)2-bpy, the excited-state reorganization energy was
found to be significantly larger on TiO2 than in fluid
solution.43 In fluid solution,
es = 0.10 ± 0.07 eV and
increased to 0.30 ± 0.07 eV upon surface binding. The
restricted translational mobility of the semiconductor-bound
iron compounds and the ambidentate Fe-CN-Ti linkages
may underlie the larger reorganization energies.
Ru(dcbH2)(CN)42- is remarkably solvatochromic.59 For example, the lower energy MLCT absorption band of Ru(dcb)(CN)42- was observed at 427 nm in water and at 546 nm in dimethylformamide. The color change was due to a shift of the Ru(III/II) ground-state reduction potential with the solvent. The complex maintains this solvatochromism after attachment to nanocrystalline (anatase) TiO2 films, although the magnitude of the effect was smaller.59 Solvent tuning altered the spectral response of Ru(dcb)(CN)4/TiO2 regenerative solar cells in a predictable manner. A recent Raman study has shown that the solvent reorganization energy for cis-Ru(dcbH2)2(NCS)2 decreased by about 1/6 when the compound was anchored to TiO2.60 Further studies are needed to provide a more detailed description of the solvation environment of coordination compounds anchored to semiconductor surfaces.
C. Interfacial Charge Separation. The excited-state
injection mechanism shown in Scheme 2 is, in fact, only
one of three mechanisms identified for interfacial charge
separation. The mechanisms differ by the nature of the donor
that transfers the electron to the semiconductor: (1) excited
state, i.e., RuIII(dcb-)(bpy)22+*; (2) reduced state, i.e.,
RuII(dcb-)(bpy)2+; or (3) molecule-to-particle charge-transfer
complex, i.e., RuII-CN-TiIV
RuIII-CN-TiIII. Below we
discuss some key observations and unresolved issues for each
of these three sensitization mechanisms.
1. Excited-State Electron Injection. Gerischer has described a theory for excited-state electron injection into wide-band gap semiconductors.12 The rate of interfacial electron
transfer at a sensitized semiconductor interface is predicted
to be is proportional to the overlap of occupied donor excited
states with unoccupied acceptor states

(E) is the transfer frequency, D(E) is the density of
unoccupied acceptor states in the semiconductor, and Wdon(E)
is the sensitizer excited-state donor distribution function.
Fluctuations in the solvation of the sensitizer give rise to a
distribution of excited-state energies. Gerischer defined the
donor (and acceptor) excited states as Gaussian distributions,
Wdon(E):
is the reorganization energy of interfacial electron
transfer, kB is Boltzmann's constant, T is temperature, E is
energy, and
E is the energy of the most probable solvation
state.12 Thus, the rate and efficiency of electron injection
from the sensitizer excited state depend on the overlap of
the sensitizer excited state with the density of semiconductor
acceptor states (Figure 2). A reorganization energy of
=
0.25 eV was abstracted from pH-dependent photocurrent data
with ruthenium(II) polypyridyl sensitized rutile single crystals.15 In this case, a well-defined conduction band edge was
assumed. The density of acceptor states in the anatase TiO2
thin films is less certain, thereby precluding such a simple
analysis.
| Figure 2 Gerischer's diagrams for excited-state sensitization: (a) favorable overlap for interfacial electron transfer from the sensitizer excited state (low pH); (b) unfavorable overlap (high pH). |
There now exists a large body of experimental data
supporting ultrafast electron transfer from MLCT excited
states to anatase TiO2.61,62 Most, but not all, of these studies
have focused on the famous "N3" dye first prepared by
Nazeeruddin et al., cis-Ru(dcbH2)2(NCS)2.63 In a recent study,
an excitation wavelength dependence on the injection process
was time resolved.62 Femtosecond injection was attributed
to the singlet state and a slower picosecond process from
Evidence for ultrafast injection has also come from photoluminescence quenching studies of Ru(dcb)(bpy)2*/TiO2 with inorganic cations in organic electrolytes.64 The quantum yield for electron injection was reversibly tuned from below detection limits, ~0, to near unity simply by altering the [Li+] concentration in an external acetonitrile bath. A Gerischer-type model was proposed to account for this behavior wherein cation adsorption to the TiO2 surface shifts the semiconductor acceptor states positive on an electrochemical scale (i.e., away from the vacuum level), resulting in better overlap with the chromophoric donor's excited state (Figure 3).
Interestingly, the quenching data were most consistent with injection from vibrationally hot excited states, RuIII/II**. At low Li+ concentrations, excited-state quenching was found to be static on a nanosecond time scale.64 In other words, the number of excited states observed immediately after pulsed laser excitation decreased with Li+ addition, while the lifetime did not change appreciably. If ultrafast injection were occurring from the thexi state, the lifetime should have dropped to 1/kinj, contrary to what was observed. An alternative interpretation considered was that the observed static quenching represented sample heterogeneity in the acceptor state energies; i.e., excited states inject only if cations adsorb to physically proximate surface sites. This interpretation was rejected because efficient intermolecular energy transfer across the surface would translate the excited state to such sites, resulting in injection rate constants rate-limited by energy transfer, a behavior that has never been reported.49 Cation-induced shifts in Ecb were observed with other Lewis acidic alkali and alkaline-earth metals; the magnitude was correlated with the size-to-charge ratio of the cation.64 The application of this behavior for ratiometric photoluminescence sensing of cations was recently explored.65
a. Tuning Sensitizer-TiO2 Electronic Interactions. The appearance of subpicosecond injection rate constants is often attributed to strong electronic coupling between the carboxylic acid groups in the dcb ligand with the semiconductor surface. It was therefore of interest to examine the effects of decreasing the electronic coupling to the surface. Because the radiative and nonradiative rate constants for excited-state decay are relatively slow, nanosecond injection rate constants would still be expected to occur with quantum yields near unity.1-4 In fact, there may be an as of yet undetermined sensitizer-semiconductor electronic interaction, where charge injection occurs quantitatively and recombination is slowed considerably. Such behavior would be expected to increase the photocurrent efficiency from "black" sensitizers with more negative Ru(III/II) reduction potentials.23-25
Tuning sensitizer-TiO2 electronic interactions were initially accomplished by introduction of flexible methylene
spacers between the carboxylic acid binding groups and the
bipyridine ligand or with bimetallic sensitizers.32,66,67
| Figure 4 Tripodal sensitizers prepared by Galoppini et al.68 |
Remarkably, with the tripodal sensitizers shown, subpicosecond injection rates were measured.68c If the sensitizers were anchored to the surface in an idealized Eiffel Tower like orientation, the Ru(II) center is about 24 Å from the semiconductor surface. Delocalization of the excited state onto the phenyl-ethynes decreases the injection distance. Indeed, this bridge may act as a conduit for electron transfer to the adamantyl group. A concern was that the ultrafast injection process occurred to neighboring TiO2 particles and not to the one the sensitizer was anchored to. However, the injection dynamics were sensitive to whether bpy or phen was the chromophoric ligand, behavior that is hard to rationalize if injection occurred to a neighboring anatase particle. Furthermore, with related sensitizers based on rigid-rod linkers, we have observed nanosecond injection dynamics by intentionally lowering the density of TiO2 acceptor states.69
We, and others, have shown that the quantum yield for electron injection from a bipyridine ligand that is not directly bound to the semiconductor surface can occur quantitatively (Scheme 5).32,67,70 For example, light excitation of Re(bpy)(CO)3(ina)+ results in quantitative injection from the ReII(bpy-)(CO)3(ina)+* state with kinj > 108 s-1.17 The injection yield after light excitation of cis-Ru(bpy)2(ina)2/TiO2 was lower than that expected based on the excited-state reduction potential.53 It was found that the injection yield increased to near unity when the solution was cooled. Such behavior is exactly the opposite of what one would expect for activated interfacial charge separation based on Gerischer theory.12 This sensitizer has low-lying ligand-field states, and it was proposed that rapid internal conversion processes underlie the temperature dependence. To our knowledge, this remains the sole example of temperature-dependent electron injection yields at sensitized semiconductor interfaces.53
| Scheme 5 |
b. Is Ultrafast Electron Injection Useful for Solar Energy Conversion? In dye-sensitized solar cells, it remains unclear whether ultrafast injection is necessary, or even desirable, for energy conversion. Nanosecond injection rates might still compete effectively with radiative and nonradiative decay and thus would be expected to be quantitative. However, under conditions where injection was inhibited, efficient lateral energy transfer was observed that could translate the excited state to impurity or defect sites that might ultimately lower injection yields. Undesirable charge-transfer processes with redox mediators or the solvent could also occur if injection were slow. In any case, no one has succeeded in capturing the excess free energy of the injected electron prior to thermalization and phonon release. The same charge-separated state appears to be formed whether vibrational (phonon) relaxation occurs prior to or after injection. A recent example of "trapping" of hot carriers provides some clues as to how hot carriers might be harvested.71
Electrons injected into TiO2 from upper vibrational excited
states were found to reduce other surface-bound sensitizers
and yield long-lived charge-separated intermediates that store
~2 eV of free energy, almost the entire energy of the thexi
states.71 A key to the realization of this behavior was the
use of sensitizers whose first reduction potential was below
Ecb. In this way, injection must occur exclusively from hot
vibrational excited states and, after hot injection, back
electron transfer to form the excited state of that sensitizer
or the reduced state of a neighboring sensitizer was energetically favored. The first sensitizers shown to do this were
M(dcbq)(bpy)2/TiO2, where M = Ru or Os and dcbq is 4,4'-(CO2-),-2,2'-biquinoline. The trapping yield was found to
have an excitation wavelength dependence and increased
markedly with photon energy. Charge recombination now
occurred by intermolecular charge transfer across the semiconductor surface (Scheme 6). The observation of this
behavior opens the door toward fundamental studies of
charge trapping at semiconductor interfaces where well-defined molecular compounds trap and store charge. The
charge-separated states may be exploited for applications in
photocatalysis. It is also likely that other examples will
emerge as solar energy researchers utilize ligands with low-lying
* orbitals and tune the conduction band-edge position
to optimize spectral sensitivity and power conversion efficiencies of dye-sensitized solar cells.71
| Scheme 6 |
2. Reduced Sensitizer Injection. In this mechanism, a donor present in the electrolyte reductively quenches the excited state and the reduced state, S-, transfers an electron into the semiconductor. Solar cells based on this mechanism are often referred to as photogalvanic cells.11 A potential advantage of this mechanism is that the reduced sensitizer is a stronger reductant than the MLCT excited state, typically by 0.3-0.5 eV.4 Thus, sensitizers that are weak photoreductants may sensitize TiO2 efficiently after reductive quenching. This mechanism may be exploited to produce large open-circuit photovoltages or enhanced light harvesting in the near-IR regions. The vast majority of early dye sensitization studies were performed on planar electrodes and relied strictly on photoelectrochemical measurements from which it was often impossible to unambiguously distinguish between these two mechanisms.72 In special cases, the photoelectrochemistry data quite convincingly demonstrated this mechanism.73 The observation of ultrafast electron injection6 coupled with the weak oxidizing power of the excited sensitizers currently in use strongly suggest that an excited-state injection mechanism is operative in regenerative solar cells based on these materials. Nevertheless, absolute proof is lacking because most spectroscopic measurements are performed in a redox-inactive electrolyte. Recent ultrafast injection studies performed in the presence of iodide reveal inhibited charge injection and some evidence for reductive quenching.74
Strong spectroscopic evidence for the reduced sensitizer injection mechanism was recently reported.75 Interfacial electron transfer was shown to be rate-limited by reductive quenching of the sensitizer excited state. The sensitizer used in this work was Ru(dcbH2)(bpy)2(PF6)2, and the electron donor was phenothiazine, PTZ. A drawback of the PTZ donors is that they produce negligible photocurrents in regenerative dye-sensitized nanocrystalline solar cells.75 Iodide is the sole electron donor identified that yields solar energy conversion efficiencies > 10% under one sun of AM 1.5 solar irradiation.23-25 Ru(dcb)(bpy)22+* and N3* are weak photooxidants that do not efficiently oxidize iodide by dynamic mechanisms.
In more recent work, Ru(II) sensitizers based on bipyrazine that were potent excited-state oxidants capable of efficient iodide oxidation were characterized.76 Efficient reductive quenching was observed by a variety of electron donors. Unlike previous studies, neither the reduced or excited state of the sensitizer transfers electrons to TiO2 or SnO2 nanoparticles efficiently. Cage escape yields were quite high. Long-lived charge separation was realized with the reduced sensitizer bound to the surface and a mobile oxidized donor. These studies demonstrated a general approach for photogeneration of charge-separated states that store >2 eV of free energy.76
3. Metal-to-Particle Charge Transfer. There exists a relatively small, but important, class of inorganic and organic compounds that form charge-transfer complexes with the TiO2 surface.77 Interfacial chemistry between the compounds and the TiO2 surface produces color changes that cannot be explained by trivial acid-base chemistry, decomposition, or aggregation. Such absorption bands were first observed by Grätzel and assigned as molecule-to-particle charge-transfer transitions.78 There now exist a large number of theoretical and experimental results that support this assignment.77 Molecule-to-particle charge-transfer interactions raise the interesting issue of where the molecule stops and the extended solid begins. Experimentally, they are less complicated because one is assured that each absorbed photon is converted to an interfacial charge-separated state. In contrast, the efficiency of charge separation by excited-state sensitization has been shown to be a function of the excitation wavelength, pH, temperature, and ionic strength.77
Metal cyanides, [M(CN)x]4- (M = FeII, RuII, OsII, ReIII,
MoIV, or WIV, x = 6, 7, or 8), such as ferrocyanide,
FeII(CN)64-, bind to TiO2 through ambidentate cyano ligands.
FeII(CN)64- does not absorb light beyond 380 nm, but a deep
orange color with an absorption maximum centered at 420
nm was observed for FeII(CN)64-/TiO2. The visible absorption was attributed to a MPCT complex formed between
FeII(CN)64- and surface Ti4+ ions, Fe(II)
Ti(IV). Sensitized
photocurrents and transient absorption studies support this
assignment.78
Lian et al. studied interfacial electron transfer with a FeII(CN)64-/TiO2 nanoparticle in D2O with subpicosecond
infrared spectroscopy.79 A mid-infrared absorption was
assigned to TiO2 electrons in the semiconductor. Consistent
with a direct MPCT sensitization mechanism, the injection
rate constant could not be time-resolved with a 50-fs
instrument response function. TiO2(e-)
FeIII(CN)63- charge
recombination was found to be nonexponential, with rates
that showed little dependence on the pH, particle size, or
pump power. This suggested that charge recombination was
mostly geminate. The complex kinetics were attributed to a
distribution of trap-state energetics at variable physical
locations relative to the ferric center. Electrons in deep trap
states and at longer distances recombined more slowly
because of a smaller electronic coupling matrix element.79
We reported the first example of a coordination compound,
Fe(bpy)(CN)42-, designed to sensitize TiO2 to visible light
by two distinct charge-transfer pathways (Scheme 7).42,43 The
absorption spectra of the Fe(bpy)(CN)42- compound anchored to TiO2 were well modeled by a sum of metal-to-ligand (Fe
bpy) and metal-to-particle (Fe(II)
Ti(IV);
MPCT) charge-transfer bands. Charge separation could not
be time-resolved, while recombination was well described
by a second-order kinetic model. An ionic strength dependent
quantum yield for charge separation measured after Fe
bpy excitation was taken as evidence for the MLCT excited-state sensitization pathway. The metal-to-particle pathway
gave the expected ionic strength independent yield of unity.
The MLCT bands were solvatochromic, while the MPCT
bands were not. The total reorganization energy for the
MPCT of Fe(CN)64-/TiO2 was estimated to be ~0.6 eV,
which compared well with that for MLCT sensitization, ~0.3
eV, of single-crystal electrodes in aqueous solution.15
| Scheme 7 |
D. Interfacial Charge Recombination. Recombination of the injected electron with the oxidized metal center generates ground-state products and wastes the energy stored in the interfacial charge-separated state. For efficient photocurrent generation in regenerative solar cells, iodide oxidation must be faster than charge recombination. It has been known for some time that recombination occurs on a micro- to millisecond time scale while injection is orders of magnitude faster. The origin of this fortuitous difference in interfacial electron-transfer rates has been the subject of much discussion.23-25 Our studies first indicated that charge recombination was not slow because of inherently sluggish rate constants but because the process was second-order in nature.64 Systematic measurements where the concentration of charge-separated states was independently varied with irradiance or cation adsorption were reported. The abstracted second-order rate constants were found to be independent of the number of interfacial charge-separated pairs photocreated. These data represent the strongest evidence to date that interfacial charge recombination is a second-order process.64
1. Driving Force Dependence. There exists compelling
evidence that charge recombination falls in the Marcus
kinetic inverted region. The temperature and driving force
dependence of the reaction rate constants are consistent with
inverted behavior.79-83
H* increasing with the driving
force.79-83
We and others have found conditions where charge
recombination was insensitive to the formal reduction
potential of the sensitzer.84,85
2. Electronic Coupling. Researchers have recently correlated back-electron-transfer rate constants with the physical
location of the oxidized sensitizer's lowest unoccupied
molecular orbitals. This work compliments the studies of
supramolecular sensitizers described below. The rates were
found to decrease exponentially with distance over the first
few angstroms, and a
value of 0.95 ± 0.2 Å-1 was
estimated.87 Attempts to slow recombination by fixing the
distance between the sensitizer and semiconductor surface
with conjugated spacers have been less successful.68,88 Rate
constants that showed very little distance dependence or did
not vary in a systematic way with the expected distance have
been reported. This research deserves further study.
An alternative approach for tuning electronic coupling and
interfacial charge-separated state lifetimes has been to place
a thin layer of a second metal oxide between the sensitizer
and TiO2.89,90
In a recent study, the effects of insulating layers of Al2O3 or ZrO2 between cis-Ru(dcb)2(NCS)2 and TiO2 were reported.90 A good correlation was found between the recombination dynamics and the point-of-zero charge, pzc, of the metal oxide. In this context, the pzc refers to the pH where the net surface charge is zero. The material with the most basic pzc, Al2O3 (pzc = 9.2), was found to yield optimal behavior for inhibiting charge recombination. In a novel extension of this same approach, a cis-Ru(dcb)2(CN)2/TiO2 thin film was coated with a layer of Al2O3, to which a ruthenium phthalocyanine complex was attached to produce RuPc/Al2O3-Ru(dcb)2(CN)2/TiO2 thin films. Light excitation was found to initiate electron-transfer reactions that ultimately produced an electron in TiO2 and an oxidized phthalocyanine. About half of these states lived for 5 ms prior to recombination. It is noteworthy that the sol-gel process was sufficiently mild that it allowed these complex molecular heterostructures to be fabricated.90
E. Supramolecular Sensitizers. "Supramolecular" sensitizers have allowed intramolecular "hole" hopping and "stepwise" electron injection processes to be quantified. This work provides an example of how the principles of stepwise charge separation, originally developed in the field of supramolecular photochemistry, can be applied to solid-state materials.4 The systems studied were designed as proof-of-principle examples, without any pretension to compete with the sensitizers commonly used in regenerative solar cells.
1. Stepwise Electron Injection. With the binuclear Rh-Ru compounds shown above, the rhodium unit was bound directly to TiO2 and the chromophoric ruthenium donor was fixed away from the semiconductor (Scheme 8).91 In fluid solution, the Ru MLCT excited state is quenched by intramolecular electron transfer to the Rh unit. Back electron transfer to Ru(III) was rapid, and only a short-lived MLCT excited state was observed spectroscopically. On TiO2, it was found that the Rh acceptor levels lie between the TiO2 conduction band edge and the MLCT excited state. Light excitation thus resulted in an unprecedented electron "hopping" from the Ru to Rh to the semiconductor nanocrystallite. Under the experimental conditions studied, about 40% of the electrons that arrive at Rh were found to transfer electrons to TiO2, the rest recombined to Ru(III). This branching ratio presumably reflects different orientations of the compound on the TiO2 surface. When employed in regenerative solar cells, the photocurrent efficiency was rather low, mainly because of low charge injection yields. Nevertheless, the results suggest a general strategy to slow recombination between the injected electron and oxidized sensitizer.
| Scheme 8 |
2. Hole Hopping. Intramolecular "hole" transfer has been
used to regenerate the ground state of the Ru(II) chromophore
at sensitized TiO2 interfaces.92-95 The first compound
reported to perform this function was Ru(dcb)2(4-CH3-4'-CH2-PTZ-2,2'-bipyridine)2+, where PTZ is the electron donor
phenothiazine, and is shown in Scheme 9.91 In fluid methanol
| Scheme 9 |
When attached to TiO2, MLCT excitation resulted in a
new charge-separated state with an electron in TiO2 and an
oxidized PTZ group, abbreviated PTZ+-Ru/TiO2(e-). Mechanistically, there were two possible electron-transfer pathways
available to reach this charge-separated state. In the first,
charge injection was followed by oxidation of the PTZ donor
by the Ru(III) center, PTZ-RuII*/TiO2
PTZ-RuIII/TiO2(e-)
PTZ+-Ru/TiO2(e-). In an alternative pathway,
reductive quenching by the PTZ group is followed by charge
injection into the semiconductor, TiO2-RuII*-PTZ
TiO2-RuII(dcb-)+-PTZ+
PTZ+-Ru/TiO2(e-).
Nanosecond transient absorption revealed the appearance
of the PTZ+-Ru/TiO2(e-) interfacial charge-separated state.92
It was not clear whether this state was formed by interfacial
electron transfer from the excited or reduced state. However,
as previously discussed, excited-state electron injection into
TiO2 often occurs on a femtosecond time scale under similar
conditions, so the excited-state pathway seemed most probable under the experimental conditions employed. After
injection, electron transfer from PTZ to the Ru(III) center
(-
G ~ 0.36 eV) produces the charge-separated state PTZ+-Ru/TiO2(e-). Recombination of the electron in TiO2 with
the oxidized PTZ to yield the ground state occurred with a
rate constant of 3.6 × 103 s-1. Excitation of a model
compound that did not contain the PTZ donor, Ru(dcb)2(dmb)22+, where dmb is 4,4'-(CH3)2-bpy, under otherwise
identical conditions gave rise to the immediate formation of
a charge-separated state, TiO2(e-)-RuIII, that recombined with
an average rate constant of 3.9 × 106 s-1. Therefore,
translating the "hole" from the Ru center to the pendant PTZ
moiety inhibits recombination rate constants by about 3
orders of magnitude. Note that, at the time of these studies,
we had not yet discovered the second-order nature of charge
recombination.64 The time-resolved data were fit to a sum
of exponentials, and an average rate constant was reported.
Because these measurements were made under identical
conditions of surface coverage and laser irradiance, we feel
that these internal comparisons are still meaningful.
The Ru-PTZ and model compounds were tested in
regenerative solar cells, with iodide as an electron donor.
The photocurrents were within experimental error the same
for the two sensitizers. However, the open-circuit photovoltage, Voc, was observed to be about 100 mV larger for
Ru-PTZ/TiO2. The enhancement was even more pronounced
in the absence of iodide, 180 mV larger over 5 decades of
irradiance. The diode equation (eq 8) predicts a 59 mV

The bimetallic sensitizer [Ru(dcb)2(Cl)-bpa-Os(bpy)2(Cl)](PF6)2, abbreviated Ru-bpa-Os, where bpa is 1,2-bis(4-pyridyl)ethane, was anchored to TiO2 for interfacial electron-transfer studies (Scheme 10).21 Pulsed light excitation of a
Os-bpa-Ru/TiO2 material immersed in a 1.0 M LiClO4/acetonitrile bath at 25
C results in rapid interfacial electron
transfer and intramolecular electron transfer (Os(II)
Ru(III)) to ultimately form an interfacial charge-separated state
with an electron in TiO2 and an oxidized Os(III) center,
abbreviated OsIII-bpa-Ru/TiO2(e-).94 This same state could
also be generated after selective excitation of the Os(II) group
with red light. The rates of intramolecular and interfacial
electron transfer are fast, k > 108 s-1, while interfacial charge
recombination, OsIII-bpa-Ru/TiO2(e-)
OsII-bpa-Ru/TiO2,
required milliseconds for completion. The results here show
a general strategy for promoting rapid intramolecular electron
transfer (Os(II)
Ru(III)) after interfacial electron injection
and a "remote" electron injection process that occurs after
direct excitation of the Os(II) chromophore. Unfortunately,
there was no evidence for an enhanced lifetime of the charge-separated state, presumably because the Os(III) center was
proximate to the semiconductor surface. Grätzel and co-workers have reported related studies with supramolecular
sensitizers and have emphasized their potential application
in photochromic devices.95 Interestingly, these workers found
long-lived charge separation, like that described for the PTZ-RuII/TiO2 system above, in some cases while not in others.
Presumably, driving force and semiconductor-molecular
orientations are two key parameters. Additional experiments
have been reported in this area and more are required before
this interesting interfacial behavior can be fully understood.
| Scheme 10 |
It has been over 25 years since inorganic chemists first directly observed photoinduced charge separation.7 These studies have progressed and naturally evolved toward solid-state materials that are more applicable to solar energy conversion in the real world. The mechanisms for interfacial charge separation and recombination are now understood in considerable molecular detail, and it is now relatively easy to generate interfacial charge-separated states that store >1.5 eV of free energy for time periods of milliseconds. Aside from electrical power generation in regenerative solar cells, a significant future challenge is to intercept these states to drive reactions that produce useful fuels. The mesoporous nanocrystalline thin films that are under active investigation provide exciting new opportunities for fundamental research in this area. The ability to trap and store a high density of redox equivalents in a semiconductor material offer the real possibility for multielectron-transfer photocatalysis relevant to water splitting and environmental remediation. Future prospects for solar energy conversion with coordination compounds anchored to semiconductor surfaces appear to be very bright.
The Division of Chemical Sciences, Office of Basic Energy Sciences, Office of Energy Research, U.S. Department of Energy, is gratefully acknowledged for research support. We thank the National Science Foundation for support of the environmental chemistry aspects of this work.
* E-mail: meyer@jhu.edu.
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