
Web Release Date: February 24,
Structural Characterization of Self-Assembled Multifunctional Binary Nanoparticle Superlattices





and

Contribution from the IBM Research Division, T. J. Watson Research Center, Nanoscale Materials and Devices, 1101 Kitchawan Road, Yorktown Heights, New York 10598, and Department of Applied Physics & Applied Mathematics, Columbia University, 200 SW Mudd Building, 500 West 120th Street, New York, New York 10027
Received September 18, 2005
Abstract:
Nanocrystals of different size and functionality (e.g., noble metals, semiconductors, oxides, magnetic alloys) can be induced to self-assemble into ordered binary superlattices (also known as opals or colloidal crystals), retaining the size tunable properties of their constituents. We have built a variety of binary superlattices from monodisperse PbS, PbSe, CoPt3, Fe2O3, Au, Ag, and Pd nanocrystals, mixing and matching these nanoscale building blocks to yield multifunctional nanocomposites (metamaterials). Superlattices with AB, AB2, AB3, AB4, AB5, AB6, and AB13 stoichiometry with cubic, hexagonal, tetragonal, and orthorhombic symmetries have been identified. Assemblies with the same stoichiometry can be produced in several polymorphous forms by tailoring the particle size and deposition conditions. We have identified arrays isostructural with NaCl, CuAu, AlB2, MgZn2, MgNi2, Cu3Au, Fe4C, CaCu5, CaB6, NaZn13, and cub-AB13 compounds emphasizing the parallels between nanoparticle assembly and atomic scale crystal growth and providing confidence that many more structures will follow. Recently, we have demonstrated that electrical charges on sterically stabilized nanoparticles in addition to such parameters as particle size ratio and their concentrations can provide the formation of a much broader pallet of binary nanoparticle superlattices1 as compared with the limited number of possible superlattices formed by hard noninteracting spheres. In this contribution, we demonstrate a large variety of different binary superlattices, provide their detailed structural characterization, and discuss the role of energetic and kinetic factors in the cocrystallization process. We found that Coulomb, van der Waals, charge-dipole, dipole-dipole, and other interactions can contribute equally to cocrystallization, allowing superlattice formation to be dependent on a number of tunable parameters. We present binary superlattices as a new class of materials with a potentially unlimited library of constituents over a wide range of tunable structures.
Nanoparticles (NPs) and nanocrystalline films are promising
candidates for applications ranging from advanced magnetic
recording media,2
In contrast to random mixtures of NPs, the ordered arrays built of two or more types of NPs can provide precise uniformity of packing, stoichiometry, and rigorous control of the interparticle distance. Ordering in a collection of NPs by itself can bring its own exciting properties. It was recently demonstrated that the degree of ordering in 3D superlattices had a pronounced effect on the Raman scattering properties of metal particles. In well-ordered superlattices of Ag NPs, atomic lattices of NPs were found to vibrate coherently.20
Monodisperse spherical particles can self-assemble into
superlattices with either cubic close-packed (ccp) or hexagonal
close-packed (hcp) packing symmetry.21,22
= Rsmall/Rlarge) and concentrations are considered
as the factors determining structure of binary assemblies. Taking
into account geometrical considerations, we can predict formation of superlattices isostructural with NaCl, NaZn13, and AlB2.
Detailed computer simulations show that the formation of NaCl-,
AlB2-, and NaZn13-type structures of hard spheres can be driven
by entropy alone without any specific energetic interactions
between the particles.23,25,27 Indeed, NaZn13- and AlB2-type
assemblies of silica particles were found in natural Brazilian
opals28,29
In this contribution, we demonstrate and characterize 16 binary assemblies of NPs with different stoichiometry and packing symmetry. These structures can be reproducibly formed from NPs with different size and functionality (e.g., noble metals, semiconductors, oxides, magnetic alloys). Many structures have the packing fraction density below 0.7405, and their formation is difficult to explain in terms of only entropy-driven crystallization. To explain the observed diversity of BNSLs, we propose a model that demonstrates the importance of Coulomb, van der Waals, charge-dipole, and dipole-dipole interactions for self-assembly of complex nanoparticle superstructures.
2.1. Chemicals. Toluene, ethanol, 2-propanol, squalane, methanol, n-hexane, tetrachloroethylene (TCE), oleic acid, AuCl3, AgCl, AgNO3, PdCl2, lead acetate trihydrate, selenium, and bis(trimethylsilyl)sulfide were purchased from Aldrich. Additional chemicals and sources included diphenyl ether (99%, Alfa Aesar), 1,2-hexadecanediol (90%, Fluka), 1-adamantanecarboxylic acid (99%, Fluka), 1,2-dichlorobenzene (99%, Acros Organics), cobalt carbonyl (Co2(CO)8, stabilized with 1-5% of hexane, Strem), platinum(II)-acetylacetonate (Pt(acac)2, 98%, Strem), hexadecylamine (92%, Merck), and trioctylphosphine (97%, Strem). All chemicals were used as received.
2.2. Nanoparticle Synthesis: All NPs in this work were synthesized in nonpolar solvents and stabilized with amphiphilic molecules containing long (C12-C17) alkyl chains. Detailed information on the preparation of metal, metal oxide, and semiconductor NPs is given below.
2.2.1. Au, Ag, and Pd Nanoparticles. We used a modification of the method developed by Prasad et al. for Au NPs.38 All reactions were carried out under ambient conditions. In a typical synthesis, metal salt was dissolved in 10 mL of toluene with ultrasonication in the presence of dodecyldimethylammonium bromide (DDAB). For synthesis of 5.0 nm Au, 4.2 and 3.4 nm Ag NPs, we used 0.034 g of AuCl3, 0.025 g of AgNO3, and 0.023 g of AgCl, respectively. The amount of DDAB was 0.0925 g in all three cases; 3.0 nm Pd nanocrystals were synthesized from 0.0237 g of PdCl2 with 0.157 g of DDAB. AuCl3 easily dissolved in the toluene/DDAB mixture forming a clear dark orange solution. AgNO3 and AgCl did not dissolve completely, forming a relatively stable suspension after sonication for ~30 min. Similarly, partial dissolution of metal salt was observed in case of PdCl2.39
Fourty microliters of 9.4 M aqueous solution of NaBH4 was added
dropwise to the solution of metal salt with vigorous stirring. One to
two minutes after addition of NaBH4, the color of the reaction mixture
turned purple for Au, orange-brownish for Ag, and dark brown for
2.2.2. Fe2O3 Nanocrystals were synthesized via a modified method
of Hyeon et al.41 Briefly, 11 and 13.6 nm Fe2O3 nanocrystals were
synthesized by injecting 0.2 mL of iron pentacarbonyl into 10 mL of
trioctylamine in the presence of 0.65 g of oleic acid at 270 and 250
C, respectively. After 20 min of heating at the injection temperature,
the reaction temperature was increased to 320
C. After heating of the
reaction mixtures at 320
C for 1 h, the reaction mixture was cooled to
room temperature and 0.17 g of trimethylamine N-oxide was added to
oxidize iron nanocrystals formed via thermal decomposition of iron
pentacarbonyl into
-Fe2O3 nanocrystals.
2.2.3. CoPt3 Nanocrystals: 6.2 nm CoPt3 nanocrystals were prepared
by the injection of a cobalt stock solution (0.43 g of Co2(CO)8 in 0.5
mL of o-chlorobenzene) into the solution containing 0.0328 g of Pt(acac)2, 4 g of hexadecylamine, and 0.25 g of 1-adamantanecarboxylic
acid and 2 mL of diphenyl ether preheated at 170
C. The reaction
temperature was kept at 170
C for 40 min and then increased to 230
C and kept at this temperature for 30 min (see details in ref 42).
2.2.4. PbSe Nanocrystals: PbSe nanocrystals were synthesized by
injecting 18 mL of a 1 M solution of tri-n-octylphosphine selenide
(TOPSe) in tri-n-octylphosphine into the solution of lead oleate heated
to 175
C. The lead oleate solution was prepared by dissolving 2.16 g
of Pb(CH3COO)2·3H2O in 40 mL of squalane in the presence of 7.3
mL of oleic acid followed by drying and degassing under vacuum at
80
C for 1 h. Immediately after injection of TOPSe, the reaction
mixture was cooled to ~150
C, and this temperature was maintained
for further NP growth. Aliquots of the crude solution were taken at
different time intervals (1-10 min) to obtain samples of PbSe
nanocrystals of different sizes. The aliquots of crude solution were
mixed with an equal volume of hexane, and the PbSe nanocrystals were
precipitated by adding anhydrous ethanol. Details of the synthesis can
be found in ref 43.
2.2.5. PbS Nanocrystals were synthesized from lead oleate and bis(trimethylsilyl)sulfide with oleic acid as the capping ligand. Details of the synthesis can be found in ref 44.
2.3. Preparation of Binary Assemblies: Substrates (e.g., TEM grids
or silcon nitride membranes) were placed in a glass vial containing
colloidal solution of NPs. The vial was tilted by 60-70
and placed
inside a low-pressure chamber as shown in Figure 1. Ordered binary
assemblies formed upon evaporation of the solvent. Toluene and
mixtures of toluene with tetrachloroethylene or chloroform were used
as solvents (~1:1 by volume). The best BNSLs (as determined by length
scale of ordering and low occurrence of defects) were obtained by
evaporating relatively concentrated colloidal solutions at 45
C under
reduced pressure (~3.2 kPa). The increased temperature was essential
for better solubility of Au, Ag, and Pd NPs as these tend to show some
flocculation at room temperature.38,45
| Figure 1 A scheme of the low-pressure chamber used for growing ordered binary assemblies. |
We studied the effect of various substrates on the growth of BNSLs. The BNSLs can be reproducibly grown on hydrophobic substrates, such as amorphous carbon and silicon nitride substrates, in contrast to OH-terminated silicon oxide and other hydrophilic substrates, for which mostly amorphous or phase-segregated solids were observed.
3.1. Nanoparticle Characterization and Classification of
the Symmetry of the Binary Superstructures. Nanoparticles
used in this work were sterically stabilized with hydrophobic
molecules containing long alkyl chains. We measured average
nanoparticle size and thickness of the organic stabilizer shell
by routine TEM investigations of single-component monolayers.
TEM analysis of Ag and Pd NPs stabilized by dodecanethiol
showed an interparticle spacing of ~1.7 nm. This value is
significantly smaller than the 2-fold thickness of a dodecanethiol
monolayer and is in good agreement with the effective thickness
of the dodecanethiol shell reported for Ag NPs by Korgel et
al.46 In measuring the interparticle spacing for a large series of
samples, we observe some deviation (~0.2 nm) in the average
interparticle spacing for different samples with the same capping
group. The effective thickness of the ligand shell could vary
slightly from sample to sample, depending on surface coverage
and radius of curvature and possible small variations in
extraneous organic material left after the purification process.
The spacing between the neighbors in a close-packed nanoparticle array is set by the balance of repulsive steric and attractive
van der Waals forces.46 Table 1
summarizes dimensions of NPs
we have used as building blocks to create our BNSLs. In the
remainder of this work, we use the term "effective particle size"
to describe the nanoparticle size relevant for packing, which is
the sum of crystalline core diameter and twice the effective
thickness of the ligand shell. The ratio of effective particle sizes
between "small" and "large" particles will be further referred
to as "effective size ratio".
To aid structural analysis, the BNSLs were generally grown
on electron transparent substrates (amorphous carbon film,
silicon nitride membranes). Samples displayed lateral ordering
over distance up to 10
m. Regions of the nanoparticulate
sample 1-5 layers thick provided the best imaging, while real
space investigation of regions thicker than 5 layers was
prevented by limited electron penetration. A Philips CM12
microscope operating at 120 kV was used for all imaging.
Surveys of electron diffraction and high-resolution SEM confirm
that ordering can persist in thick nanoparticulate films.
Three-dimensional descriptions of the superlattices were developed by surveying large regions of the samples, to categorize all the crystal orientations, and recording a series of 2D projections down the major symmetry axes. Tilting of the samples allowed observation of additional orientations not expressed in the plane view images of the films. In many cases, the analysis of a series of these 2D lattice projections resulted in a single-crystal structure. To assign the observed structures to crystallographic space groups, we built 3D lattice models for the 180 most common space groups using Accelrys MS Modeling 3.1 software. The TEM images were compared with simulated projections to match the symmetry of our superlattices. We also performed a comparison of experimental small-angle electron diffraction patterns taken over larger areas, and the 2D Fourier transformation power spectra of real space TEM images and the FFT power spectra of the simulated projections to ensure consistency.
3.2. Binary Superlattices with AB Stoichiometry. 3.2.1.
AB Superlattices Isostructural with NaCl. The NaCl lattice
(SG 225, Fm
m) has the highest packing density (0.793 at
=
0.414) among the binary lattices with AB stoichiometry. The
packing density of the NaCl-type lattice exceeds the packing
density of fcc close-packed spheres for all size ratios
below
0.458.27 Kiely et al. earlier reported observation of small 2D
arrays (about 40 nm across a domain) of a NaCl-type superlattice
for Au and Ag NPs.47 Recently, Korgel et al. reported the NaCl-type superlattice of Fe and Au nanoparticles over more extended
areas (~0.3
m2).36 Here we report the NaCl-type superlattices
for various combinations of NPs, such as 13.4 nm Fe2O3 - 5.0
nm Au, 7.2 nm PbSe - 3.0 nm Pd, and 5.8 nm PbSe - 3.0 nm
Pd, with each ordered domain extending over several microns
(Figure 2). In the Fe2O3 - Au and 7.2 nm PbSe - 3.0 nm Pd
systems, the NaCl superlattices are usually represented by (111)
projections (Figure 2a). Typically, domains consisted of two
layers of large Fe2O3 particles and two layers of small Au
particles (Figure 2a, cf. Figure 2a and 2g and Figure 2b and
2g). Smaller domains of (100) projections of NaCl-type superlattices were also observed (Figure 2a,b, upper insets). In the
case of PbSe-Pd systems, the (100) oriented NaCl superlattices
dominated (Figure 2b). The NaCl-type ordering was observed
for NPs with effective size ratios of 0.43, 0.528, and 0.62 for
13.4 nm Fe2O3 - 5.0 nm Au, 7.2 nm PbSe - 3.0 nm Pd, and
5.8 nm PbSe - 3.0 nm Pd, respectively. All these values are
above the range of stability predicted for NaCl superlattices of
hard noninteracting spheres (Table 2
).
3.2.2. AB Superlattices Isostructural with CuAu Phase.
The BNSLs crystallize from solutions of 7.6 nm PbSe and 5
nm Au NPs, 5.8 nm PbSe and 3.4 nm Ag NPs, as well as 6.2
nm PbSe and 5 nm Au NPs mixed with the concentration ratio
of 1:3-1:5 (Figure 3). The lateral dimensions of superlattice
domains formed on TEM grids can approach ~3
m × 3
m
(i.e., ~10
m2), while the superlattice thickness usually does
not exceed 4-6 NPs. Figure 3a,b,d and 3c,k shows two different
projections of the superstructure we assigned as the (001) and
(100) projections of tetragonal CuAu lattice (SG 123, P4/mmm),
correspondingly. The TEM projection of the (001) plane of the
AuCu lattice is similar to the projection of the (100) plane of
the CaF2 lattice (Supporting Information, Figure S1). To reveal
whether the superlattices shown in Figure 3 correspond to AuCu
or CaF2 symmetry, we performed TEM tilting experiments. The
cubic CaF2 lattice tilted by 45
should orient along the (110)
zone axis, while tetragonal CuAu lattice shows no zone axes at
any tilt smaller than 90
. The tilting experiments revealed no
characteristic periodic patterns at 45
tilt, which allowed us to
assign the structure shown in Figure 3a,b,d to CuAu phase. The
TEM images shown in Figure 3c,k can be unambiguously
assigned to the (100) projection of the AuCu lattice with
characteristic alternating lines of large and small particles (note
that (100) and (010) planes are equivalent). These lines
correspond to the planes consisting of large and small NPs that
alternate along the <001> direction. The superlattice patterns
shown in Figure 3a,c usually coexist on a single TEM grid,
supporting our conclusion that these different projections belong
to the same structure. Depending on particular particle combinations, the occurrence of (100) and (001) projections can vary.
The (001) projections dominate for PbSe-Au NP superlattices,
and (100) projections represent the majority for PbSe-Ag
superlattice samples.
The CuAu-type structure was observed for numerous intermetallic compounds.47 In the CuAu lattice, each particle is
surrounded by four identical particles and eight of the second
component. The effective size ratio of NPs that assemble into
CuAu-type superlattices is usually in
-range of ~0.55-0.70.
These values are considerably smaller than size ratios reported
for intermetallic compounds with CuAu lattice.48 The CuAu-type BNSLs usually coexist with Cu3Au-type superlattices (see
below).
Within a certain temperature range (380
C < T < 410
C),
CuAu intermetallic compounds show characteristic periodic
arrangement of antiphase boundaries along the <100> axis.48
These antiphase boundaries are separated by several unit cells,
as shown in Figure 3m. We observed similar phenomenon for
colloidal binary superlattices. The most pronounced antiphase
boundaries were observed for CuAu BNSLs with the smallest
particle size ratio, 6.7 nm PbS - 3.0 nm Pd,
~ 0.56 (Figure
3l,n). Probably, the antiphase domains form to release the lattice
strain energy associated with the deviation of particle size ratio
from the most energetically favorable values.
3.2.3. AB Superlattices with Orthorhombic Symmetry.
Another novel superstructure was formed by slowly evaporating
the mixture of 5.8 nm PbSe and 3 nm Pd NPs and 7.2 nm PbSe
and 4.2 nm Ag NPs (particle concentration ratio ~1:3). The
typical area of single-crystalline domains was ~0.5-1
m2.
Figure 4a,c shows TEM images of two characteristic superlattice
projections. Using Accelrys software (MS Modeling 3.1), we
modeled this structure and assigned it to the orthorhombic
symmetry class (SG 51, Pmma). The projections shown in
Figure 4a,b,i and 4c,j are in good agreement with (100) and
(010) projections of the proposed orthorhombic structure. The
proposed structure belongs to the same space group as the AuCd
intermetallic compound; however, they do not appear to be
isostructural.
3.3. Binary Superlattices with AB2 Stoichiometry. 3.3.1.
AB2 Superlattices Isostructural with AlB2. We observed
formation of AB2 superstructures isostructural with AlB2 (SG
191, P6/mmm) from different nanoparticle building blocks. The
AlB2-type structure is based on a hexagonal unit cell. The (001)
projections are usually observed in plane view TEM. The
characteristic features of this structure are hexagons formed by
small and large NPs tilted by 30
with respect to each other.
Figure 5 shows the (001) projections of AlB2-type superlattices
assembled from different combinations of NPs (semiconductor-noble metal, semiconductor-magnetic material, magnetically
hard-magnetically soft materials). Small-angle electron diffraction patterns demonstrate the long-range order in such
structures (insets to Figure 5a,c,d). The (110), (011), and (111)
projections of the AlB2-type superlattice assembled from 5.8
nm PbSe and 3.0 nm Pd NPs are shown in Figure 6.
Murray and Sanders predicted on the basis of optimum space-filling that AlB2-type structure should be stable for
in range
of 0.482-0.624.27 The effective size ratios for superstructures
shown in Figure 4 are 0.71, 0.56, 0.54, 0.5, and 0.787 for PbSe-Ag, PbS-Pd, CoPt3-Fe2O3, Fe2O3-PbSe, and PbSe-Au,
respectively. The values 0.71 and 0.787 significantly exceed
the maximum size ratio predicted for a stable AlB2-type
structure. As a possible explanation, the nanoparticle superlattice
could tolerate a broader range of
values by rearranging the
soft shells of organic ligands in a way that favors formation of
a dense binary assembly. For example, local interdigitation of
alkyl chains can significantly affect effective particle size.
3.3.2. AB2 Superlattices Isostructural with Hexagonal Laves Phases (MgZn2 and MgNi2). Figure 7a,b shows the TEM images of ordered binary superlattices with characteristic features resembling "radiation signs". This superlattice self-assembled from 6.2 nm PbSe and 3.0 nm Pd NPs. Modeling of the TEM images allowed us to assign this structure to one of the hexagonal Laves phases. Small-angle electron diffraction pattern confirms hexagonal symmetry of the superlattice projection (Figure 7a, inset). The superlattice projection shown in Figure 7a,b is in good agreement with the (001) projection of the MgZn2 lattice (Figure 7c-e). MgZn2-type Laves phases have been observed in intermetallides and in so-called "solid van der Waals compounds" such as CH4(H2)249 and Ar(H2)250 that are stable at a high pressure.
The MgZn2-type structure contains four formula units per cell
and belongs to the space group P63/mmc (SG 194). In this
structure, the smaller nanoparticles are arranged in tetrahedra,
and these tetrahedra are joined alternately base-to-base and
point-to-point. The larger NPs fit into the holes enclosed by
~ 0.813.27 For different intermetallic
compounds, the ratio of atomic radii can vary from 0.606 to
0.952.51 The effective size ratio of Pd and PbSe NPs is ~0.6,
which is close to the low limit of size ratio acceptable for
MgZn2-type intermetallic compounds.
The domains of the MgZn2-type superlattice usually coexist with the other crystalline binary phases. We assigned this structure to MgNi2-type shown in Figure S2 in the Supporting Information. MgNi2-type structure represents another hexagonal Laves phase and belongs to the same space group as MgZn2. The stacking sequences in MgZn2 and MgNi2-type crystalline structures are ABABAB... and ABACABAC..., respectively. MgNi2 structure contains eight formula units per cell (Figure S2 from Supporting Information).
3.4. Binary Superlattices with AB3 Stoichiometry Isostructural with Cu3Au. Superlattices isostructural with the
cubic Cu3Au intermetallic compounds (SG 221, Pm
m) can
self-assemble from a mixture of 5.8 nm PbSe and 3.4 nm
Ag NPs stabilized by oleic acid and dodecanethiol, respectively
(the particle concentration ratio ~1:7). Figure 8a,b shows the
(001) projection of the Cu3Au-type superlattice. The thickness
of the superlattice typically varied between 2 and 4 layers of
NPs.
3.5. Binary Superlattices with AB4 Stoichiometry Isostructural with Fe4C. BNSLs isostructural with Fe4C were
formed by 5.8 nm PbSe, 3.0 nm Pd, 7.2 nm PbSe, and 4.2 nm
Ag NPs. Figure 9a,b,f represents (100) projections of the Fe4C-type structure based on a cubic unit cell (SG 215, P
3m). The
unit cell of the Fe4C lattice and the modeled (100) projection
are depicted in panles c and d of Figure 9, respectively. Usually,
we observed ~0.5-1
m2 defect-free domains with Fe4C-type
ordering. In some samples, Fe4C structures coexisted with the
AB orthorhombic superlattices.
3.6. Binary Superlattices with AB5 Stoichiometry Isostructural with CaCu5. Slow drying of solutions containing 6.3 nm PbSe and 3.6 nm Ag or 7.2 nm PbSe and 5.0 nm
Au NPs dispersed in a tetrachloroethylene-toluene mixture
(~1:1 by volume) produced hexagonal superlattices of the
CaCu5-type (SG 191, P6/mmm). The initial particle concentration ratio was close to 1:7 (large:small). The maximum packing
density of CaCu5-type is 0.7 for
~ 0.65. Figure 10 shows
the (001) projection of the CaCu5-type structure formed by PbSe
and Ag and PbSe and Au NPs. The BNSLs of CaCu5-type were
previously observed for 6.3 nm PbSe - 11 nm Fe2O333 and
2.6 nm - 4.5 nm CoPt3 NPs35 as well as for large latex
particles.30
3.7. Binary Superlattices with AB6 Stoichiometry Isostructural with CaB6. Being mixed together, 13.4 nm Fe2O3
and 5.0 nm Au NPs (particle concentration ratio is ~1:5) show
the tendency to form BNSL isostructural with CaB6 (SG 221,
Pm
m) (Figure 11). The structure of CaB6 can be described as
follows: six small spheres form octahedron which is placed in
the center of the cubes; the vertices of those are occupied by
four large spheres.
3.8. Binary Superlattices with AB13 Stoichiometry. To date,
the most complex structure that can self-assemble from hard
spheres is the binary superlattice of the NaZn13 crystalline type
(SG 226, Fm3c) (Figure 12). The structure of NaZn13 and of
several homologous compounds (KZn13, KCd13, etc.) has 112
spheres per unit cell and is defined as follows: each B sphere
is surrounded by 12 other B spheres at the vertices of a slightly
distorted icosahedron, and each A sphere is surrounded by 24
B spheres at the vertices of a snub cube52 (Figure 12c). The
maximum packing density calculated for AB13 with a perfect
icosahedron is 0.738.27 However, a small size distribution of
the spheres in the icosahedral cluster can increase the packing
density. For example, a NaZn13 lattice with a slightly smaller
from 0.54
to 0.61 (Table 2). Computer simulations by Frenkel et al.23
demonstrate that no specific energetic interactions are needed
to stabilize such a complex structure and its formation can be
supported by an argument based on entropy alone.
Superlattices with NaZn13-type structures were first found in
natural gem opals28 and later assembled from latex spheres.31
Recently, this type of structure was also observed in binary
mixture of
-Fe2O3 and PbSe NPs.33 Figure 12a,b shows the
(100) projection of a NaZn13-type superlattice consisting of 5.8
nm PbSe and 3.0 nm Pd NPs and 7.2 nm PbSe and 4.2 nm Ag
NPs stabilized by oleic acid and dodecanethiol, respectively.
The effective particle size ratios are ~0.63 and 0.662, which
are above the upper limit of stability range calculated for NaZn13.
Because it has the highest packing density, the NaZn13 lattice was considered to be the only stable superlattice with AB13 stoichiometry. Recently, we demonstrated that NaZn13 has a polymorphous form where small particles occupy the vertices of a cuboctahedron (cub-AB13).37 Figure 12e,f shows the (100) projection of cub-AB13 formed by the same 5.8 nm PbSe and 3.0 nm Pd and 7.2 nm PbSe and 4.2 nm Ag NPs. The maximum packing density of cub-AB13 is 0.700. On the other hand, the cub-AB13 lattice is characterized by a higher number of particle-particle contacts per unit cell. Close particle-particle interactions can be favorable for stabilizing the lattice due to short-range van der Waals' forces.27 The detailed discussion of both polymorphous forms of AB13 nanoparticulate superlattices is reported in ref 37.
3.9. The BNSLs with Unknown Crystallographic Symmetry. In addition to the superlattices that have been assigned by us to well-known crystalline structures, we also observed BNSLs that cannot yet be assigned to specific symmetry groups. For example, Figure 13 demonstrates three superlattices crystallized from the mixtures of PbSe and Pd, Fe2O3 and Ag, and Fe2O3 and Au NPs. These superstructure as as well as many others not shown in this report give us confidence that the diversity of BNSL presented here is a preview of the materials that will be accessible by this modular assembly approach in a nearest future.
| Figure 13 TEM micrographs of "unknown" superstructures formed by (a, b) 6.2 nm PbSe and 3.0 nm Pd NPs; (c) 13.4 nm Fe2O3 and 4.2 nm Ag NPs; and (d) 13.4 nm Fe2O3 and 5 nm Au NPs. |
3.10. BNSL Heterostructures. Different types of NP superlattices can form simultaneously on the same substrate. The domains with different symmetry are usually spatially separated. However, sometimes a smooth transition between the two phases is observed. For example, Figure 14a shows an epitaxial "super-heterostructure" formed by the (011) planes of AlB2-type and (100) plane of cub-AB13-type superlattices. We assume that the formation of the epitaxial heterostructure can result from a local drop in the concentration Pd NPs during the growth of nanoparticle superlattice. Figure 13b demonstrates the example of the defect heterostructure between the (111) plane of AlB2-type and the (100) plane of cub-AB13-type superlattice, and Figure 13c shows the example of heterostructure formed by the (001) plane of AlB2-type and the (100) plane of cub-AB13-type superlattice. This type of heterostructure can be formed as a collision of laterally growing islands of simultaneously nucleated AlB2-type and cub-AB13-type superlattices. Similar heterostructures were observed by Sanders in Brazilian opals.29
3.11. Preferential Orientation of Nanocrystals in BNSLs. Preferred orientation of the atomic lattices of individual nanocrystals packed into a superlattice can be studied by wide-angle selected area electron diffraction (SAED). Randomly oriented nanocrystals result in uniform diffraction rings in wide-angle SAED patterns, as shown in Figure 15a, for a superlattice of 13.4 nm Fe2O3 NPs. In contrast, the wide-angle X-ray scattering from Fe2O3 NPs packed into the NaCl-type BNSL with 5.5 nm Au NPs (Figure 15d) appears as a series of arcs rather than continuous rings. These arcs originate from the preferential orientation of Fe2O3 NPs in the superlattice. Preferential orientation can sometimes be observed in single-component superlattices if nanoparticle shape deviates from spherical due to faceting.53,54 Figure 15b,c shows examples of preferential orientation in fcc arrays of PbSe nanocrystals.
Single-component fcc and hcp superlattices of nanocrystals
usually show unidirectional orientation of atomic lattices, while
BNSLs can allow more complex preferential orientation effects.
For example, the wide-angle SAED pattern of the (111) plane
of NaCl-type Fe2O3-Au superlattice shows 12 equidistant arcs
for the (220) reflections of Fe2O3 NPs (Figure 15d). If all Fe2O3
NPs orient in the same direction, we should observe four (220)
diffraction spots. The 12 arcs for Fe2O3 (220) reflections in the
NaCl-type superlattice can result from three different orientations
of Fe2O3 NPs tilted by 60
.
Preferential orientation can be observed either for a single
component of for both components of binary BNSLs. Figure
15e,f shows preferential orientations for both components in
PbSe-Au AuCu-type superlattice and Fe2O3-PbSe AlB2-type
superlattice, respectively. Figure 15g demonstrates an example
of BNSL where the larger 5.8 nm PbSe NPs show preferential
orientation while smaller 3.4 nm Ag NPs are disordered.
Preferential orientation should be typical for superlattices where
3.12. Faceting of BNSLs. In the most cases, BNSLs grow
as thin extended films. Careful TEM investigation revealed that
thicknesses of BNSL films are nearly constant throughout an
entire substrate (a TEM grid), whereas the size of ordered areas
becomes larger (~
m2) as the drying front moves. The surface
free energy for different crystallographic faces is usually
different.55 Depending on the type of BNSL, these films are
represented by certain, as a rule, low index, crystallographic
planes. For instance, in the case of AlB2-type superlattices
precipitated onto carbon-coated copper grid, the (001) plane
(Figure 5) is dominant over others for almost all studied
combinations of nanoparticles, while other planes (Figure 6)
are observed in only smaller domains. The growth of BNSL
films under conditions discussed above was found to be sensitive
to the type of substrate1 that might indicate the heterogeneous
nucleation of BNSLs, a subject to be addressed in future
research.
We observed the formation of faceted BNSLs when NPs were self-assembled in the presence of significant excess of oleic acid. These samples needed thorough washing with ethanol before TEM investigation. This procedure removes the excess of oleic acid from the substrate; however, it also led to the partial detachment of the faceted superlattices from the substrate. Figure 16 represents the (001) projection of AlB2-type faceted superlattices. The size of AlB2-type hexagons is in the range of 100-300 nm, which is significantly smaller than the coherent length of ordering in films. Again, as in the case of AlB2-type films, the (001) plane is the most extended in hexagons. This allows us to assume that the (001) facet has the lowest surface free energy.
| Figure 16 TEM micrographs of faceted AlB2-type BNSLs formed by 7.2 nm PbSe and 4.2 nm Ag NPs. |
3.13. General Remarks on BNSL Crystallization. Entropy-driven formation of a crystalline phase in a suspension containing monodisperse hard spheres occurs when the particle volume
fraction
exceeds ~0.49.56 However, the phase transition in
binary mixtures of hard-sphere colloidal particles usually occurs
at lower volume
(Table 2).23
The presence of a flat interface (e.g., substrate) can substantially affect crystallization phenomena in binary systems.
Crystallization on the wall was observed at particle volume
fractions
~ 0.2,57 that is, well below the values typical for
hard-sphere crystallization in the bulk of solution.56 According
to calculations by Frenkel et al.,61
m2.
Our studies show that the real nanoparticles cannot be approximated by idealized hard spheres. We demonstrated that nanocrystals can self-assemble into a variety of BNSLs with densities significantly smaller than 0.74 (e.g., CuAu, MgZn2, Cu3Au, Fe4C, CaCu5, CaB6, and cub-AB13). The low density structures are predicted to be unstable in the case of hard-sphere colloids. However, they do form reproducibly, ruling out the packing density as the major factor in determining stability of binary nanoparticle assemblies.
We recently proposed that self-assembly of BNSLs is driven
by Coulomb attraction between oppositely charged nanoparticles
in a colloidal solution.1 Indeed, electrophoretic mobility measurements show that sterically stabilized nanoparticles can hold
one or two noncompensated positive or negative elemental
charges per particle.1 The combination of space-filling principle
and soft (Coulomb) interparticle interactions can generate a
rather complex phase diagram, as it has been recently demonstrated for binary superlattices of charged PMMA beads.62
However, even the presence of Coulomb interactions cannot
explain formation of the entire family of BNSLs reported in
this work. We believe that the phase diagram of self-assembled
BNSLs is caused by the intrinsic complexity of interactions
between nanoscale sterically stabilizied particles. In addition
to Coulomb interactions, we should take into account interactions that involve high order moments of charge distribution
(i.e., charge-dipole, dipole-dipole, charge-induced dipole, etc.)
and dispersive van der Waals forces. In addition to static electric
charge, semiconductor nanocrystals can exhibit large dipole
moments and polarizabilities;63-65
shows
estimated magnitudes of the interactions between two 5 nm
semiconductor nanocrystals with charge Z = ±e, dipole
moments
= 100 D, and polarizabilities
/4
0 = 30 nm3
(these values are typical for CdSe nanocrystals63,64); and two 5
nm metal (e.g., Au) nanoparticles with charge Z = ±e and
polarizabilities
/4
0 = 65 nm3 (~nanoparticle volume).
Detailed calculations are given in Supporting Information. One
can see that for semiconductors the energy of charge-dipole,
dipole-dipole, and charge-induced dipole interactions can
approach ~68, 23, and 7% of Coulomb energy, respectively,
when the particle separation is ~1 nm (the typical thickness of
interdigitated capping ligands). Depending on the orientation
of the nanoparticle dipole moments, these additional terms can
double (or cancel) electrostatic interactions between adjacent
nanoparticles in the BNSL. This situation is quite unique. For
example, for charged small molecules, the Coulomb interactions
dominate over dipolar and dispersive interactions by orders of
magnitude.68
Dispersive (van der Waals) potential between two nanoparticles of radii RA and RB at the distance of closest approach D
can be calculated from direct pairwise summation over atomic
dispersional attractions proportional to -1/R6:66,67

The van der Waals energy can vary substantially for different
materials. Thus, A ~ 3.1 × 10-19 J (~1.95 eV) for Au-Au
attraction through a hydrocarbon layer69,70
All these interactions contribute to the total potential energy of a BNSL. Depending on the averaging effects, the interactions discussed above can contribute to the pair potential and the superlattice binding energy with different weight. To demonstrate this, we calculated Coulomb and van der Waals binding energies for the NaCl-type BNSL assembled of oppositely charged 13.4 nm Fe2O3 and 5.0 nm Au nanoparticles (Figure 2a).
The Coulomb binding energy of an ABx-type BNSL can be
calculated as UCoulomb
MZAZBe2/(4

0R0)per ABx "molecule",
where M is the Madelung constant and R0 is the nearest-neighbor
center-to-center distance. For the Fe2O3-Au BNSL shown in
Figure 2a, R0 = 11.5 nm, MNaCl = -1.7476. and UCoulomb
-
0.1 eV per unit cell, assuming one elemental charge per particle
and
= 2.1
The van der Waals binding energy (UvdW) for a BNSL
assembled from nanoparticles with radii RA and RB was
estimated by summation of
over all nanoparticles in the
superlattice:

In a NaCl-type binary superlattice, each particle A has 6
particles B at the nearest-neighbor distance R0, 12 particles A
at
R0, 8 particles B at
R0, 6 particles A at 2R0, 24
particles B at
R0, and so forth. For a superlattice of 2N
nanoparticles (or N unit cells), the sum (eq 3) can be calculated
as

R0 - Ri - Rj.
Due to the short-range nature of dispersive interactions,
quickly decays with increasing D and the series (eq 3)
rapidly converges. For the BNSL shown in Figure 2a (RA =
6.7 nm, RB = 2.5 nm, R0 = 11.5 nm, and D0 = 2.3 nm), to a
good approximation, we can neglect contributions from nanoparticles at distances >
R0. In this case

Hamaker constant for gold-gold attraction through a hydrocarbon medium is ABB ~ 3.1 × 10-19 J (~1.95 eV).69 We found
a large spread in reported Hamaker constant values for Fe2O3-Fe2O3 attraction in aqueous medium, the reported values varied
from 1 × 10-20 to 1 × 10-19 J (0.06-0.6 eV).70,74,75
It was also shown that surfactants can influence the assembly of NPs.77 Thus, Au140(C12H25S)62 clusters capped with long-chain thiols are predicted to pack into a 3D tetragonal superlattice, whereas Au140(C4H9S)62 should form a bcc superlattice.77 Another factor that might affect the packing symmetry is the deviation of NP shape from spherical.27 The shape of crystalline NPs is usually determined by nanocrystal faceting.78 The highest packing density and stronger van der Waals attraction of faceted nanocrystals are achieved if the packing symmetry reflects the shape of the NP building blocks.
Energetic factors discussed above affect the relative stability of different binary superlattices. Additionally, the kinetics of superlattice nucleation and growth could be responsible for the preferential growth of some superstructures over the others. For example, easier nucleation of relatively simple and highly symmetric cub-AB13 superlattices might explain why this structure can dominate over the denser and, potentially, more stable NaZn13-type superlattice.37 Finite size distribution is always present in nanoparticle samples, and this could have a substantial influence on both thermodynamics and kinetics of formation of BNSL. Murray and Sanders calculated that a slight distribution in the size of small particles can increase the packing density of NaZn13-type superlattice from 0.738 to 0.760.27 The size distribution of NPs used in this work for growing binary superlattices was ~5-8%. We observed suppression of crystallization from mixtures containing particles with broad size distribution (> ~14% standard deviation). Notably smaller fragments (~400 nm2) of binary superlattices could sometimes grow from solutions of NPs with polydispersity of ~10-12% standard deviation. These results are in qualitative agreement with numerical calculations79 predicting suppression of nucleation in mixtures of polydisperse hard spheres. Further studies are necessary to reveal the combination of thermodynamic and kinetic factors affecting the nucleation and growth of binary superlattices.
We have induced a wide array of monodisperse metal, semiconductor, and magnetic nanocrystals to self-assemble into binary nanocrystal superlattices (BNSLs), yielding a broad new class of multifunctional nanocomposites. Superlattices with AB, AB2, AB3, AB4, AB5, AB6, and AB13 stoichiometries and cubic, hexagonal, tetragonal, and orthorhombic symmetries have all been identified. We have established a combination of electron microscopy, diffraction, and structural modeling as a methodology for the systematic classification and characterization of BNSLs. The richness and diversity of binary superstructures presents a challenge to both experimentalists and theorists to understand the principles that guide assembly at the nanoscale level. We demonstrate that BNSL formation is guided by a combination of competing short-range Coulonbic, dipolar, and van der Waals interactions. We predict that novel systems could enable fundamental studies of nucleation and growth of complex crystals. This report demonstrates only a fraction of the structures that might self-assemble from multicomponent mixtures of nanoparticles, and we feel that this modular approach to nanomaterials design will have great potential for a rational design of complex nanoscale materials.
We wish to thank Prof. Daan Frenkel (FOM-Institute for Atomic and Molecular Physics, Netherlands), Dr. Glenn Held (T. J. Watson Research Center, IBM), Prof. Louis Brus, and Prof. Irving Herman (Columbia University) for helpful discussions, and Robert Sandstrom (T. J. Watson Research Center, IBM) for technical support. This work was supported primarily by the MRSEC Program of the National Science Foundation under Award Number DMR-0213574, by the New York State Office of Science, Technology and Academic Research (NYSTAR), and in part by the Department of Energy, Office of Basic Energy Sciences, Grant DE-FG02-03ER15463. S.O. is grateful for support from an NSF CAREER award, DMR-0348938.
Unit cell and modeled (001) plane of CaF2-type superlattice (Figure S1). TEM micrographs of the hexagonal MgNi2-type superlattice, modeled unit cell, and projections of this structure (Figure S2). TEM overviews demonstrating the lateral growth of nanoparticulate superlattices (Figure S3). Sketch of charge-dipole and dipole-dipole nanoparticle interactions (Figure S4). Typical pair potentials between two oddly, evenly charged dielectric (semiconducting) and between two evenly and oddly charged metal nanoparticles with charges Z = ±e (Figure S5). This material is available free of charge via the Internet at http:// pubs.acs.org.
* In papers with more than one author, the asterisk indicates the name of the author to whom inquiries about the paper should be addressed.
IBM Research Division.
Columbia University.
Current address: The Molecular Foundry, Lawrence Berkeley National
Laboratory, Berkeley, CA 94720.
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