Correcting the Scientific Record: Retraction Practices in Chemistry and Materials ScienceClick to copy article linkArticle link copied!
- François-Xavier CoudertFrançois-Xavier CoudertChimie ParisTech, PSL University, CNRS, Institut de Recherche de Chimie Paris, Paris, FranceMore by François-Xavier Coudert
This publication is licensed for personal use by The American Chemical Society.
they have clear evidence that the findings are unreliable, either as a result of misconduct (e.g., data fabrication) or honest error (e.g. miscalculation or experimental error),
the findings have previously been published elsewhere without proper crossreferencing, permission or justification (i.e. cases of redundant publication),
it constitutes plagiarism,
it reports unethical research.”
How Many Papers Are Retracted?
How Common Are Multiple Retractions?
Why Are Papers Retracted?
Plagiarism | 139 | |
including: | Duplicate publication | 21 |
Self-plagiarism | 62 | |
Plagiarism of others | 56 | |
Data issues | 90 | |
including: | “Problematic” data | 28 |
Falsified data | 54 | |
Ownership or disclosure issues | 8 | |
Authorship issues | 62 | |
including: | Missing authorization to publish | 30 |
Missing author | 13 | |
Unclear authorship | 12 | |
Affiliation error | 7 | |
Honest errors | 54 | |
including: | Error on the theory or data analysis | 21 |
Experimental error | 17 | |
Work not reproducible | 16 | |
Other factors mentioned in retraction notices | ||
Publisher error | 5 | |
Copyright issue | 3 | |
Abuse during review | 24 | |
Unable to contact one or more co-authors | 23 | |
Institutional inquiry | 19 | |
Discussion of individual responsibility of authors | 43 |
Other Features of Retraction Notices
Level of Detail in Retraction Notices
“We, the Editor and Publisher of Mineral Processing and Extractive Metallurgy Review are removing the following article: [article title]” (DOI: 10.1080/10837450.2018.1451433)
“This article has been retracted at the request of the authors because of a business decision by their employer.” (DOI: 10.1016/j.jcrysgro.2018.09.045).
Conclusions
Methods
Authorship issues:
Lack of approval to publish from some of the co-authors
Author missing from the author list
Error in the affiliations listed
Authorship disputes or unclear authorship
Errors in the science reported:
Experimental error
Error in the analysis, interpretation, or mathematical derivations
Work that was not reproducible by the authors or other researchers
Issues with the data
Data falsification or mishandling, clearly identified as such
“Problems” or “issues” with the data, for unclear reasons
Issues with data ownership, or authorization to publish (confidentiality, etc.)
Plagiarism
Duplicate publication, identical or near-identical papers
Self-plagiarism (unacceptable reuse of material previously published by some of the authors)
Plagiarism of other sources (not by the authors)
Publisher error
Issues of copyright
Problems with the integrity of the review process
Authors that could not be contacted or did not respond during the retraction process
Mention of an institutional inquiry into research misconduct by one or more of the authors’ affiliations
Statement detailing the individual responsibility or role of the authors in the publication of the paper or during the retraction process.
Supporting Information
The Supporting Information is available free of charge on the ACS Publications website at DOI: 10.1021/acs.chemmater.9b00897.
Terms & Conditions
Most electronic Supporting Information files are available without a subscription to ACS Web Editions. Such files may be downloaded by article for research use (if there is a public use license linked to the relevant article, that license may permit other uses). Permission may be obtained from ACS for other uses through requests via the RightsLink permission system: http://pubs.acs.org/page/copyright/permissions.html.
Acknowledgments
Nicolas Jonckheere is gratefully acknowledged for critical reading and comments on a draft of this paper.
References
This article references 30 other publications.
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- 9Steen, R. G.; Casadevall, A.; Fang, F. C. Why Has the Number of Scientific Retractions Increased?. PLoS One 2013, 8, e68397 DOI: 10.1371/journal.pone.0068397Google Scholar9https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BC3sXhtFOmt7rI&md5=c0e31a7d3586c4634f931ba21ccaf496Why has the number of scientific retractions increased?Steen, R. Grant; Casadevall, Arturo; Fang, Ferric C.PLoS One (2013), 8 (7), e68397CODEN: POLNCL; ISSN:1932-6203. (Public Library of Science)Background: The no. of retracted scientific publications has risen sharply, but it is unclear whether this reflects an increase in publication of flawed articles or an increase in the rate at which flawed articles are withdrawn. Methods and Findings: We examd. the interval between publication and retraction for 2,047 retracted articles indexed in PubMed. Time-to-retraction (from publication of article to publication of retraction) averaged 32.91 mo. Among 714 retracted articles published in or before 2002, retraction required 49.82 mo; among 1,333 retracted articles published after 2002, retraction required 23.82 mo (p<0.0001). This suggests that journals are retracting papers more quickly than in the past, although recent articles requiring retraction may not have been recognized yet. To test the hypothesis that time-to-retraction is shorter for articles that receive careful scrutiny, time-to-retraction was correlated with journal impact factor (IF). Time-to-retraction was significantly shorter for high-IF journals, but only ∼1% of the variance in time-to-retraction was explained by increased scrutiny. The first article retracted for plagiarism was published in 1979 and the first for duplicate publication in 1990, showing that articles are now retracted for reasons not cited in the past. The proportional impact of authors with multiple retractions was greater in 1972-1992 than in the current era (p<0.001). From 1972-1992, 46.0% of retracted papers were written by authors with a single retraction; from 1993 to 2012, 63.1% of retracted papers were written by single-retraction authors (p<0.001). Conclusions: The increase in retracted articles appears to reflect changes in the behavior of both authors and institutions. Lower barriers to publication of flawed articles are seen in the increase in no. and proportion of retractions by authors with a single retraction. Lower barriers to retraction are apparent in an increase in retraction for "new" offenses such as plagiarism and a decrease in the time-to-retraction of flawed work.
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- 27
In the case of a simple error on the author list or affiliation, the COPE guidelines recommend a correction, if the validity of the content of the article is not in doubt.
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References
This article references 30 other publications.
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- 6Jin, G. Z.; Jones, B.; Lu, S. F.; Uzzi, B. The Reverse Matthew Effect: Catastrophe and Consequence in Scientific Teams; Working Paper 19489; National Bureau of Economic Research: 2013; https://www.nber.org/papers/w19489.pdf.There is no corresponding record for this reference.
- 7Lu, S. F.; Jin, G. Z.; Uzzi, B.; Jones, B. The Retraction Penalty. Sci. Rep. 2013, 3, 276, DOI: 10.1038/srep03146There is no corresponding record for this reference.
- 8Cokol, M.; Ozbay, F.; Rodriguez-Esteban, R. Retraction rates are on the rise. EMBO Rep. 2008, 9, 2, DOI: 10.1038/sj.embor.74011438https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BD1cXhvFKntQ%253D%253D&md5=17757df11003cb89ecf84e7e5470e810Retraction rates are on the riseCokol, Murat; Ozbay, Fatih; Rodriguez-Esteban, RaulEMBO Reports (2008), 9 (1), 2CODEN: ERMEAX; ISSN:1469-221X. (Nature Publishing Group)There is no expanded citation for this reference.
- 9Steen, R. G.; Casadevall, A.; Fang, F. C. Why Has the Number of Scientific Retractions Increased?. PLoS One 2013, 8, e68397 DOI: 10.1371/journal.pone.00683979https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BC3sXhtFOmt7rI&md5=c0e31a7d3586c4634f931ba21ccaf496Why has the number of scientific retractions increased?Steen, R. Grant; Casadevall, Arturo; Fang, Ferric C.PLoS One (2013), 8 (7), e68397CODEN: POLNCL; ISSN:1932-6203. (Public Library of Science)Background: The no. of retracted scientific publications has risen sharply, but it is unclear whether this reflects an increase in publication of flawed articles or an increase in the rate at which flawed articles are withdrawn. Methods and Findings: We examd. the interval between publication and retraction for 2,047 retracted articles indexed in PubMed. Time-to-retraction (from publication of article to publication of retraction) averaged 32.91 mo. Among 714 retracted articles published in or before 2002, retraction required 49.82 mo; among 1,333 retracted articles published after 2002, retraction required 23.82 mo (p<0.0001). This suggests that journals are retracting papers more quickly than in the past, although recent articles requiring retraction may not have been recognized yet. To test the hypothesis that time-to-retraction is shorter for articles that receive careful scrutiny, time-to-retraction was correlated with journal impact factor (IF). Time-to-retraction was significantly shorter for high-IF journals, but only ∼1% of the variance in time-to-retraction was explained by increased scrutiny. The first article retracted for plagiarism was published in 1979 and the first for duplicate publication in 1990, showing that articles are now retracted for reasons not cited in the past. The proportional impact of authors with multiple retractions was greater in 1972-1992 than in the current era (p<0.001). From 1972-1992, 46.0% of retracted papers were written by authors with a single retraction; from 1993 to 2012, 63.1% of retracted papers were written by single-retraction authors (p<0.001). Conclusions: The increase in retracted articles appears to reflect changes in the behavior of both authors and institutions. Lower barriers to publication of flawed articles are seen in the increase in no. and proportion of retractions by authors with a single retraction. Lower barriers to retraction are apparent in an increase in retraction for "new" offenses such as plagiarism and a decrease in the time-to-retraction of flawed work.
- 10Available online at https://retractionwatch.com/retraction-watch-database-user-guide/.There is no corresponding record for this reference.
- 11Wager, E.; Williams, P. Why and how do journals retract articles? An analysis of Medline retractions 1988–2008. J. Med. Ethics. 2011, 37, 567– 570, DOI: 10.1136/jme.2010.04096411https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A280%3ADC%252BC3MjnsVyksQ%253D%253D&md5=28f2bf5e836061ffe816a54fe597f27dWhy and how do journals retract articles? An analysis of Medline retractions 1988-2008Wager Elizabeth; Williams PeterJournal of medical ethics (2011), 37 (9), 567-70 ISSN:.BACKGROUND: Journal editors are responsible for what they publish and therefore have a duty to correct the record if published work is found to be unreliable. One method for such correction is retraction of an article. Anecdotal evidence suggested a lack of consistency in journal policies and practices regarding retraction. In order to develop guidelines, we reviewed retractions in Medline to discover how and why articles were retracted. METHODS: We retrieved all available Medline retractions from 2005 to 2008 and a one-in-three random selection of those from 1988 to 2004. This yielded 312 retractions (from a total of 870). Details of the retraction including the reason for retraction were recorded by two investigators. RESULTS: Medline retractions have increased sharply since 1980 and currently represent 0.02% of included articles. Retractions were issued by authors (63%), editors (21%), journals (6%), publishers (2%) and institutions (1%). Reasons for retraction included honest error or non-replicable findings (40%), research misconduct (28%), redundant publication (17%) and unstated/unclear (5%). Some of the stated reasons might have been addressed by corrections. CONCLUSIONS: Journals' retraction practices are not uniform. Some retractions fail to state the reason, and therefore fail to distinguish error from misconduct. We have used our findings to inform guidelines on retractions.
- 12Redman, B. K.; Yarandi, H. N.; Merz, J. F. Empirical developments in retraction. J. Med. Ethics. 2008, 34, 807– 809, DOI: 10.1136/jme.2007.02306912https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A280%3ADC%252BD1cjgvVKrtA%253D%253D&md5=3beab6745482b1a0bbe509f96db6e0d0Empirical developments in retractionRedman B K; Yarandi H N; Merz J FJournal of medical ethics (2008), 34 (11), 807-9 ISSN:.This study provides current data on key questions about retraction of scientific articles. Findings confirm that the rate of retractions remains low but is increasing. The most commonly cited reason for retraction was research error or inability to reproduce results; the rate from research misconduct is an underestimate, since some retractions necessitated by research misconduct were reported as being due to inability to reproduce. Retraction by parties other than authors is increasing, especially for research misconduct. Although retractions are on average occurring sooner after publication than in the past, citation analysis shows that they are not being recognised by subsequent users of the work. Findings suggest that editors and institutional officials are taking more responsibility for correcting the scientific record but that reasons published in the retraction notice are not always reliable. More aggressive means of notification to the scientific community appear to be necessary.
- 13Moylan, E. C.; Kowalczuk, M. K. Why articles are retracted: a retrospective cross-sectional study of retraction notices at BioMed Central. BMJ. Open. 2016, 6, e012047 DOI: 10.1136/bmjopen-2016-012047There is no corresponding record for this reference.
- 14Grieneisen, M. L.; Zhang, M. A Comprehensive Survey of Retracted Articles from the Scholarly Literature. PLoS One 2012, 7, e44118 DOI: 10.1371/journal.pone.004411814https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BC38Xhs1GjtLzN&md5=3d56e2120a902239b7616a967def90aeA comprehensive survey of retracted articles from the scholarly literatureGrieneisen, Michael L.; Zhang, MinghuaPLoS One (2012), 7 (10), e44118CODEN: POLNCL; ISSN:1932-6203. (Public Library of Science)Background: The no. of retracted scholarly articles has risen precipitously in recent years. Past surveys of the retracted literature each limited their scope to articles in PubMed, though many retracted articles are not indexed in PubMed. To understand the scope and characteristics of retracted articles across the full spectrum of scholarly disciplines, we surveyed 42 of the largest bibliog. databases for major scholarly fields and publisher websites to identify retracted articles. This study examines various trends among them. Results: We found, 4,449 scholarly publications retracted from 1928-2011. Unlike Math, Physics, Engineering and Social Sciences, the percentages of retractions in Medicine, Life Science and Chem. exceeded their percentages among Web of Science (WoS) records. Retractions due to alleged publishing misconduct (47%) outnumbered those due to alleged research misconduct (20%) or questionable data/interpretations (42%). This total exceeds 100% since multiple justifications were listed in some retraction notices. Retraction/WoS record ratios vary among author affiliation countries. Though widespread, only miniscule percentages of publications for individual years, countries, journals, or disciplines have been retracted. Fifteen prolific individuals accounted for more than half of all retractions due to alleged research misconduct, and strongly influenced all retraction characteristics. The no. of articles retracted per yr increased by a factor of 19.06 from 2001 to 2010, though excluding repeat offenders and adjusting for growth of the published literature decreases it to a factor of 11.36. Conclusions: Retracted articles occur across the full spectrum of scholarly disciplines. Most retracted articles do not contain flawed data; and the authors of most retracted articles have not been accused of research misconduct. Despite recent increases, the proportion of published scholarly literature affected by retraction remains very small. Articles and editorials discussing retractions, or their relation to research integrity, should always consider individual cases in these broad contexts. However, better mechanisms are still needed for raising researchers' awareness of the retracted literature in their field.
- 15Available online at https://www.elsevier.com/solutions/scopus.There is no corresponding record for this reference.
- 16Quan, W.; Chen, B.; Shu, F. Publish or impoverish: An investigation of the monetary reward system of science in China (1999–2016). Aslib J. Info Mgmt. 2017, 69, 486– 502, DOI: 10.1108/AJIM-01-2017-0014There is no corresponding record for this reference.
- 17Fuyuno, I.; Cyranoski, D. Cash for papers: putting a premium on publication. Nature 2006, 441, 792, DOI: 10.1038/441792b17https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BD28XlvVGlsr8%253D&md5=7f7bf6146ba5d997071b1e6409aae91bCash for papers: putting a premium on publicationFuyuno, Ichiko; Cyranoski, DavidNature (London, United Kingdom) (2006), 441 (7095), 792CODEN: NATUAS; ISSN:0028-0836. (Nature Publishing Group)There is no expanded citation for this reference.
- 18Oransky, I. Pair of nanotech researchers up to at least two dozen retractions. RetractionWatch, available online at https://retractionwatch.com/2018/12/04/pair-of-nanotech-researchers-up-to-at-least-two-dozen-retractions/.There is no corresponding record for this reference.
- 19Marcus, A. Graduate student in China stripped of PhD after investigation that led to a dozen retractions. RetractionWatch, available online at https://retractionwatch.com/2018/10/22/graduate-student-in-china-stripped-of-phd-after-investigation-that-led-to-a-dozen-retractions/.There is no corresponding record for this reference.
- 20Stern, V. After Elsevier knew an author faked reviews, it kept accepting his papers for more than a year. RetractionWatch, available online at https://retractionwatch.com/2018/01/04/elsevier-knew-author-faked-reviews-kept-accepting-papers-year/.There is no corresponding record for this reference.
- 21Stern, V. Top physicist loses another paper; tally now up to 7. RetractionWatch, available online at https://retractionwatch.com/2017/05/12/top-physicist-loses-another-paper-duplication-tally-now-7/.There is no corresponding record for this reference.
- 22Stern, V. Journals retract 30 papers by engineer in South Korea. RetractionWatch, available online at https://retractionwatch.com/2018/03/13/journals-retract-30-papers-by-engineer-in-south-korea/.There is no corresponding record for this reference.
- 23Butler, D. Journals step up plagiarism policing. Nature 2010, 466, 167, DOI: 10.1038/466167a23https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BC3cXosVKhsbY%253D&md5=04b5b1add5e88589d6a8969b4138ec95Journals step up plagiarism policingButler, DeclanNature (London, United Kingdom) (2010), 466 (7303), 167CODEN: NATUAS; ISSN:0028-0836. (Nature Publishing Group)Cut-and-paste culture tackled by CrossCheck software.
- 24Errami, M.; Garner, H. A tale of two citations. Nature 2008, 451, 397– 399, DOI: 10.1038/451397a24https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BD1cXhtVGntrc%253D&md5=bf8edc0bc09138aefd7850a2bdc304bcA tale of two citationsErrami, Mounir; Garner, HaroldNature (London, United Kingdom) (2008), 451 (7177), 397-399CODEN: NATUAS; ISSN:0028-0836. (Nature Publishing Group)Are scientists publishing more duplicate papers An automated search of seven million biomedical abstrs. suggests that they are, report Mounir Errami and Harold Garner.
- 25Citron, D. T.; Ginsparg, P. Patterns of text reuse in a scientific corpus. Proc. Natl. Acad. Sci. U. S. A. 2015, 112, 25– 30, DOI: 10.1073/pnas.141513511125https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BC2cXitVClu7bN&md5=443e8ed0a83eec6ca3e4eb11b04c566ePatterns of text reuse in a scientific corpusCitron, Daniel T.; Ginsparg, PaulProceedings of the National Academy of Sciences of the United States of America (2015), 112 (1), 25-30CODEN: PNASA6; ISSN:0027-8424. (National Academy of Sciences)We consider the incidence of text "reuse" by researchers via a systematic pairwise comparison of the text content of all articles deposited to arXiv.org from 1991 to 2012. We measure the global frequencies of three classes of text reuse and measure how chronic text reuse is distributed among authors in the dataset. We infer a baseline for accepted practice, perhaps surprisingly permissive compared with other societal contexts, and a clearly delineated set of aberrant authors. We find a neg. correlation between the amt. of reused text in an article and its influence, as measured by subsequent citations. Finally, we consider the distribution of countries of origin of articles contg. large amts. of reused text.
- 26Hvistendahl, M. China’s Publication Bazaar. Science 2013, 342, 1035– 1039, DOI: 10.1126/science.342.6162.103526https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BC3sXhvFOns7zI&md5=705aea565c675b769fd6f2e26088c6d4China's publication bazaarHvistendahl, MaraScience (Washington, DC, United States) (2013), 342 (6162), 1035-1039CODEN: SCIEAS; ISSN:0036-8075. (American Association for the Advancement of Science)There is no expanded citation for this reference.
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In the case of a simple error on the author list or affiliation, the COPE guidelines recommend a correction, if the validity of the content of the article is not in doubt.
There is no corresponding record for this reference. - 28Filippone, M.; Moca, C. P.; Weichselbaum, A.; Von Delft, J.; Mora, C. At which magnetic field, exactly, does the Kondo resonance begin to split? A Fermi liquid description of the low-energy properties of the Anderson model. Phys. Rev. B: Condens. Matter Mater. Phys. 2018, 98, 452, DOI: 10.1103/PhysRevB.98.075404There is no corresponding record for this reference.
- 29Stern, V. Elsevier retracting 26 papers accepted because of fake reviews. RetractionWatch, available online at https://retractionwatch.com/2017/12/21/elsevier-retracting-26-papers-accepted-fake-reviews/.There is no corresponding record for this reference.
- 30Ryan, W.; Bedard, K.; Baidilov, D.; Tius, M.; Hudlicky, T. Repetition of chemistry from a recently retracted paper. Tetrahedron Lett. 2018, 59, 2467– 2469, DOI: 10.1016/j.tetlet.2018.05.04230https://chemport.cas.org/services/resolver?origin=ACS&resolution=options&coi=1%3ACAS%3A528%3ADC%252BC1cXhtVSgsr%252FJ&md5=aa4a6b282b5fd37ff7247483fe17934eRepetition of chemistry from a recently retracted paper. A cautionary noteRyan, Wilson; Bedard, Korey; Baidilov, Daler; Tius, Marcus; Hudlicky, TomasTetrahedron Letters (2018), 59 (25), 2467-2469CODEN: TELEAY; ISSN:0040-4039. (Elsevier Ltd.)The base-catalyzed condensation reaction between (E)-4-phenylbut-2-enal and phenylpropargyl aldehyde recently reported in the literature to provide formylcyclobutadiene was repeated under the published conditions. The obtained product was identified as (E)-5-phenyl-2-((E)-styryl)pent-2-en-4-ynal rather than the reported (E)-2-phenyl-3-styrylcyclobutadiene-1-carboxaldehyde. The structure assignment is supported by NMR and IR data and an X-ray structure of the cryst. alc. (E)-5 phenyl-2-((E)-styryl)pent-2-en-4-yn-1-ol is obtained by Luche redn.
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