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Are We Speaking the Same Language? Recommendations for a Definition and Categorization Framework for Plastic Debris
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  • Nanna B. Hartmann*
    Nanna B. Hartmann
    Department of Environmental Engineering, Technical University of Denmark, Bygningstorvet B115, Kgs. Lyngby 2800, Denmark
    *E-mail: [email protected]
  • Thorsten Hüffer*
    Thorsten Hüffer
    Department of Environmental Geosciences, Environmental Science Research Network, and Research Platform Plastics in the Environment and Society (PLENTY), University of Vienna, Althanstrasse 14, Vienna 1090, Austria
    *E-mail: [email protected]
  • Richard C. Thompson
    Richard C. Thompson
    School of Biological and Marine Sciences, University of Plymouth, Plymouth PL4 8AA, United Kingdom
  • Martin Hassellöv
    Martin Hassellöv
    Department of Marine Sciences, University of Gothenburg, Kristineberg 566, Fiskebäckskil 45178, Sweden
  • Anja Verschoor
    Anja Verschoor
    National Institute for Public Health and the Environment, Antonie van Leeuwenhoeklaan 9, Bilthoven 3721 MA, The Netherlands
  • Anders E. Daugaard
    Anders E. Daugaard
    Department of Chemical and Biochemical Engineering, Danish Polymer Centre, Technical University of Denmark, Søltofts Plads B227, Kgs. Lyngby 2800, Denmark
  • Sinja Rist
    Sinja Rist
    Department of Environmental Engineering, Technical University of Denmark, Bygningstorvet B115, Kgs. Lyngby 2800, Denmark
    More by Sinja Rist
  • Therese Karlsson
    Therese Karlsson
    Department of Marine Sciences, University of Gothenburg, Kristineberg 566, Fiskebäckskil 45178, Sweden
  • Nicole Brennholt
    Nicole Brennholt
    Department Biochemistry and Ecotoxicology, Federal Institute of Hydrology, Am Mainzer Tor 1, Koblenz 56068, Germany
  • Matthew Cole
    Matthew Cole
    Marine Ecology & Biodiversity, Plymouth Marine Laboratory, Prospect Place, The Hoe, Plymouth PL1 3DH, United Kingdom
    More by Matthew Cole
  • Maria P. Herrling
    Maria P. Herrling
    Ovivo Switzerland AG, Hauptstrasse 192, Aesch 4147, Switzerland
  • Maren C. Hess
    Maren C. Hess
    Department of Water Management and Water Protection, North Rhine Westphalia State Agency for Nature, Environment and Consumer Protection, Postfach 101052, Recklinghausen 45610, Germany
  • Natalia P. Ivleva
    Natalia P. Ivleva
    Institute of Hydrochemistry, Chair of Analytical Chemistry and Water Chemistry, Technical University of Munich, Marchioninistr. 17, Munich 81377, Germany
  • Amy L. Lusher
    Amy L. Lusher
    Norwegian Institute for Water Research (NIVA), Oslo 0349, Norway
  • Martin Wagner*
    Martin Wagner
    Department of Biology, Norwegian University of Science and Technology (NTNU), Trondheim 7491, Norway
    *E-mail: [email protected]
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Environmental Science & Technology

Cite this: Environ. Sci. Technol. 2019, 53, 3, 1039–1047
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https://doi.org/10.1021/acs.est.8b05297
Published January 4, 2019

Copyright © 2019 American Chemical Society. This publication is available under these Terms of Use.

Abstract

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The accumulation of plastic litter in natural environments is a global issue. Concerns over potential negative impacts on the economy, wildlife, and human health provide strong incentives for improving the sustainable use of plastics. Despite the many voices raised on the issue, we lack a consensus on how to define and categorize plastic debris. This is evident for microplastics, where inconsistent size classes are used and where the materials to be included are under debate. While this is inherent in an emerging research field, an ambiguous terminology results in confusion and miscommunication that may compromise progress in research and mitigation measures. Therefore, we need to be explicit on what exactly we consider plastic debris. Thus, we critically discuss the advantages and disadvantages of a unified terminology, propose a definition and categorization framework, and highlight areas of uncertainty. Going beyond size classes, our framework includes physicochemical properties (polymer composition, solid state, solubility) as defining criteria and size, shape, color, and origin as classifiers for categorization. Acknowledging the rapid evolution of our knowledge on plastic pollution, our framework will promote consensus building within the scientific and regulatory community based on a solid scientific foundation.

This publication is licensed for personal use by The American Chemical Society.

Copyright © 2019 American Chemical Society

1. Introduction

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Plastic pollution is a substantial environmental problem. Plastic debris, that is, plastic items occurring in natural environments without fulfilling an intended function, is persistent, mobile, and ubiquitous in terrestrial and aquatic environments, including urban, rural, and remote locations. Large plastic litter is readily visible and adversely affects wildlife species through entanglement, ingestion, and lacerations. (1) Microscopic plastic debris (i.e., microplastics) has, until recently, largely been an overlooked part of plastic pollution. This has changed in the past decade, over which time growing scientific, public, and political interest has focused on the smaller size fractions, in particular those in the micrometer size range. (2) Today, research into the formation, features, further fragmentation, chemical interactions, environmental fate, and potential impacts of microplastics is increasingly abundant. (3)
The term “microlitter” was used in 2003 to describe the fine fraction of marine plastic litter with sizes of 63–500 μm. (3) Similarly, mesolitter, macrolitter, and megalitter were defined as having sizes of <5 to 10 mm, <10 to 15 cm, or measuring decimeters or more across, respectively. (4) In 2004, the term “microplastics” was popularized to describe truly microscopic plastic fragments with typical diameters down to ∼20 μm. (5) While this paper described the accumulation of microplastics in the seas around the United Kingdom, it did not define them. In 2008, experts attending a meeting hosted by NOAA proposed a working definition in which microplastics are all plastic particles <5 mm in diameter, (6) which has become the most frequently used definition. Although not yet detected in environmental samples, submicron sized particles are expected to form in the environment through fragmentation of larger plastics. (7,8) These have been termed nanoplastics. (9,10) Due to the evolving research on plastic debris, a certain nomenclature has developed. Nonetheless, the terminology remains ambiguous and conflicting, for instance, regarding the size classes (Figure 1). So far, “[t]here is no internationally agreed definition of the size below which a small piece of plastic should be called a microplastic”. (11)

Figure 1

Figure 1. Examples of differences in the categorization of plastic debris according to size as applied (and/or defined) in scientific literature and in institutional reports. It should be noted that this does not represent an exhaustive overview of all used size classes. ()

In the context of this paper, categorization refers to a systematic division of plastic debris into groups according to pre-established criteria. Hereby, plastic objects are grouped on the basis of similarity. A commonly used categorization system is based on size using the prefixes of mega, macro, meso, micro, and nano. In addition, plastic debris can also be categorized on the basis of their origin, shape, and polymer type. (12) However, a systematic framework for categorizing plastic debris is currently missing.
While most of the discourse on what makes a plastic item, for instance, a “microplastic” focuses on size as the only criterion, (13) we first need to revisit the question of what plastics actually are. This is important because, apart from the commodity polymers, there is no consensus on which materials to include in the term “plastics”. For instance, some studies consider cellophane, i.e., regenerated cellulose, as plastics (14,15) while it can be argued that it is not. In addition, definition criteria from polymer sciences are not stringently applicable to plastic debris. For instance, rubber is not plastic according to some polymer chemistry definitions. (16) Yet, environmental researchers consider rubber-containing tire wear a major component of microplastic pollution. (17,18) The same is true for paint particles. To clarify, we discuss basic physicochemical properties as “definition criteria” before considering size, shape, color, and origin as “classification criteria” for the categorization of plastic debris.

2. Do We Need a Common Terminology?

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The lack of consensus on a definition and categorization of plastic debris results in an ambiguous communication and the generation of incomparable data. While this situation inevitably calls for a harmonization, we need to keep in mind the implications of such a framework. Categorizing plastic debris into different classes (e.g., sizes) implicitly suggests that the items within one category have some “likeness” whereas plastics in different categories are somehow different. This may be perceived as similarity in hazardous properties or environmental behavior. Such connotation has emerged for the term microplastics, using size as a key feature, already. (19) On the downside, this may point research toward properties that are irrelevant and result in neglecting features that are potentially important. A framework can, thus, shape the research field and affect current and future mitigation measures based on how it frames the problem. This will also affect the risk perception and the hypotheses generated to examine it. (20)
In the area of engineered nanomaterials, the process of agreeing on a common terminology has been ongoing for more than a decade and is under continuous debate (21,22) and revision. (23) For nanomaterials, the European Commission “Recommendation on a Definition of Nanomaterials” states that “an upper limit of 100 nm is commonly used by general consensus, but there is no scientific evidence to support the appropriateness of this value”. (24) It has been further specified that “clear [size] boundaries were primarily introduced with the regulatory purpose of the definition in mind rather than for scientific reasons”. (23) Hence, the size boundaries are not scientifically justified but rather based on pragmatic reasons and general consensus. As behavior and toxicity will also depend on properties other than size, a purely scientific definition of nanomaterials may never be achieved, at least not if it shall have any practical value.
For plastic debris, similar considerations do apply: There is no clear scientific justification for the currently applied size boundaries. The 5 mm upper limit for microplastics proposed by NOAA (6) is somewhat biologically informed as particles of this size were considered more likely to be ingested compared to larger items. Still, the decision on size limits is not based on actual evidence but rather on pragmatism. (11)
Ultimately, the question whether to establish a definition/categorization framework for plastic debris is at the heart of two conflicting points of view. On the one hand, there is the notion to refute any attempt to unify the terminology as this restricts scientific freedom and narrows down the scientific focus to what is included in the definition. On the other hand, there is the view that a globally accepted definition is an essential prerequisite to tackle the issue, especially from a regulatory perspective. (25) As environmental scientists, we work in the space between these poles and can ignore neither the importance of academic freedom nor our obligation to support science-based policy making. While we acknowledge that a flexible, adaptive, and continuously updated framework would be ideal for science, we recognize that this conflicts with regulatory needs and processes. For instance, the control of microplastic emissions will depend on a common definition. Accordingly, the discourse needs to focus on developing a pragmatic and workable framework enabling effective regulation while not restraining scientific freedom.

3. Guiding Principles for Formulating a Definition/Categorization Framework

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When developing a framework for defining and categorizing plastic debris, we considered the following guiding principles, assumptions, and disclaimers:
(1)

A definition/categorization framework should not be tied to current methodological and analytical capabilities as these evolve constantly.

(2)

A definition/categorization framework should not be limited to size as the sole criterion as properties other than size contribute to the impacts of plastic debris.

(3)

A definition can be based on scientific criteria using the physical and chemical properties of materials to determine whether they are plastics.

(4)

A categorization cannot be purely science-based because the biologically relevant properties needed to categorize plastic objects are not well understood.

(5)

Accordingly, any categorization will, to some extent, be arbitrary and must be based on conventions formed by consensus and guided by pragmatism.

(6)

Thus, the proposed definition/categorization framework is a recommendation that aims at promoting consensus building on a common terminology.

(7)

Consensus building in academia is a dynamic process rather than a one-time decision. Thus, the proposed framework must be subjected to criticism and revision.

(8)

Regardless of the existence of this or any other definition/categorization framework, scientific data should always be reported in the most comprehensive way, that is, in accordance with the latest state of the science.

(9)

A material should not be excluded from the framework based on its degradability or state of degradation as even “degradable” materials will form smaller fragments before they mineralize.

(10)

The main audience of this framework are researchers, as a common terminology needs to form in the community producing the primary knowledge on plastic pollution. However, the framework can also serve as point of departure for policy makers and the regulatory community.

4. Recommendation of a Definition/Categorization Framework for Plastic Debris

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To structure the discussion on what plastic debris is, we propose a framework which differentiates between defining criteria that address basic properties and auxiliary criteria for categorizing plastic debris (principles 3 and 4, Figure 2). According to Merriam-Webster’s dictionary, a definition is “a statement expressing the essential nature of something”. A good question to ask about any definition is therefore does it actually capture the property that we are trying to define? For plastic debris, we consider the following as relevant defining properties: chemical composition, solid state, and solubility (criteria I–III). These will determine whether a material classifies as “plastic” and, thus, “plastic debris” when found in natural environments. For further categorization, we discuss size, shape and structure, color, and origin (criteria IV–VII).

Figure 2

Figure 2. Proposed definition and categorization framework. Excl. = excluded; see Table 1 for details on criteria.

4.1. Criterion I: Chemical Composition

The chemical composition is the most fundamental criterion for defining plastic debris. Some disagreement exists on which polymers should be considered “plastics”. For instance, according to ISO, plastic is a “material which contains as an essential ingredient a high molecular weight polymer and which, at some stage in its processing into finished products, can be shaped by flow”. (16) In contrast to thermoplastics and thermosets, some elastomers (e.g., rubbers) are excluded from this definition. This mirrors the industrial landscape and, thus, has historic rather than scientific reasons. Questions, therefore, arise whether materials derived from rubber or inorganic/hybrid polymers (e.g., silicone) qualify as plastics. Also, are plastics with a high content of low-molecular weight additives (e.g., polyvinyl chloride (PVC) containing >50% plasticizers) included? And should polymer composites fall under such a definition? Finally, should crystalline fibers, which are not shaped by flow, be excluded from a definition even though they are composed of the same polymers as other plastic debris? These questions reflect the different perspectives of material and environmental sciences.

4.1.1. Polymers (Ia)

As the ISO definition of plastics excludes certain materials, which are relevant in environmental terms (e.g., elastomers), we use a broader definition as point of departure. IUPAC defines a polymer as a “molecule of high relative molecular mass, the structure of which essentially comprises the multiple repetition of units derived, actually or conceptually, from molecules of low relative molecular mass”. (26) Typically, polymers have a molecular mass of >10 000 g mol–1. (27)
As a next level, we can use the origin of the polymer as a criterion and differentiate between natural and artificial (man-made, synthetic) polymers. With regard to the former, there is agreement that natural polymers (e.g., DNA, proteins, wool, silk, cellulose) are not plastics while synthetic polymers commonly are. Modified natural polymers, natural rubber, and cellulose further processed to make the final polymer (rayon and cellophane), for instance, represent a special case. Because these polymers are heavily modified, they can also be considered artificial and should be included in a definition of plastic debris.
The inclusion of natural polymers that have been slightly processed (e.g., dyed wool) is more difficult. This predominantly concerns polymer fibers used for textiles, and we do not have sufficient information to benchmark the occurrence and impacts of natural, modified natural, and synthetic fibers, respectively. However, because their essential ingredient is a natural polymer, we propose to exclude slightly modified natural fibers from a definition. (28)
Conventional plastics are petroleum-based and include the commodity plastics polyethylene (PE), polypropylene (PP), polyurethane, polyethylene terephthalate (PET), polystyrene (PS), and PVC. Recently, biobased plastics synthesized from nonfossil feedstock have entered the market. Biobased monomers can be used to make the conventional polymers (e.g., bio-PET, bio-PE) or biodegradable polymers such as polylactic acid and polyhydroxyalkanoates. (29) A third type of plastics is mainly produced from inorganic monomers. These inorganic or hybrid polymers (silicone is the most prominent example) are usually excluded from plastics definitions, since they are elastomers. However, because all three polymer classes are synthetic and are emitted to the environment, we recommend including them in a definition of plastic debris.

4.1.2. Additives (Ib)

Plastics can contain a broad range of low molecular weight additives to improve their processability, properties, and performance. They are, thus, an essential part of the formulation. The major classes of additives include plasticizers, stabilizers, flame retardants, flow modifiers, processing aids, impact modifiers, and antioxidants. (30,31) In addition, pigments, biocides, and fragrances can be added. Additives and other small molecules present in plastics (e.g., monomer residues or byproducts formed during production) may be toxicologically relevant when leaching from the material. Nonetheless, they are not of specific importance for a definition because the polymer backbone, not its additive content, defines a plastic material. Polymers containing high amounts of additives (e.g., PVC) represent a special case. According to REACH, (32) substances with an additive content of >50% are not polymers. In contrast, we propose to exclude the additive content as a criterion because it will change continuously after the release into the environment.

4.1.3. Copolymers (Ic)

Some synthetic polymers are produced “from more than one species of monomer”. (26) These include copolymers of acrylonitrile–butadiene–styrene (ABS), ethylene–vinyl acetate (EVA), and styrene–butadiene rubber (SBR). ABS and EVA are thermoplastic polymers (i.e., “plastics” according to ISO) and, thus, can be considered plastic debris when found in the environment. The same argument can be applied to thermoplastic elastomers, such as styrenic block copolymers, thermoplastic olefins, and thermoplastic polyurethanes, which are widely used in automotive manufacturing. In line with the arguments made above, SBR (also an elastomer) and other synthetic rubber copolymers should be included in a definition.

4.1.4. Composites (Id)

Polymer composites consist of at least two components: the polymer matrix and (non)polymeric reinforcement. Classical thermoset composites include glass fiber-reinforced polyester or graphite reinforced epoxy, both used, for instance, for boat hulls. This also includes thermoplastics filled with various inorganic materials to reduce costs or improve properties. Likewise, polyester textiles are often mixed with cotton or wool. We recommend including composites into a definition of plastic debris because synthetic polymers are an essential ingredient. However, it remains unknown whether setting a minimum polymer content of a material to qualify as plastics is appropriate and feasible.
4.1.4.1. Special Case 1: Surface Coatings
One special case of composites are paint particles found in the environment. Surface coatings (such as paints) are applied as a thin layer to a surface for aesthetic or protective reasons. (33) Coatings are formulated, multicomponent systems consisting of binders, pigments, fillers and extenders, solvents, and additives. Polymers are used as film formers and include (modified) natural resins, curing coating systems (e.g., polyester, alkyds, epoxy resin, urethane resins), and physically drying systems (acryl and vinyl (co)polymers). (33)
The central question for including coating particles in a definition is whether the synthetic polymers used in surface coatings are considered plastics. Recent government reports argue that they should be. (34,35) Indeed, particles originating from dried paints and lacquers containing cured thermosets can be considered plastic debris. Examples are coatings based on polyesters, vinyl esters, and polyurethanes as well as epoxy, phenolic, acrylic resins, and alkyd. (34) Accordingly, particles derived from paints and surface coatings containing synthetic polymers as an essential ingredient should be included in a definition. However, as in the case of composites, setting a threshold for a minimal polymer content is currently not possible.
4.1.4.2. Special Case 2: Tire Wear Particles
Driving vehicles releases particles due to the abrasion of tires, termed tire wear particles (TWP). Some agencies have considered TWP to be “microplastics” (34,36−38) because tires usually contain 40–60% of synthetic polymers (e.g., SBR or polybutadiene rubber). The exact composition of tires depends on their application. (18) To classify TWP as plastic debris, two questions need to be addressed: First, are rubbers plastics? Here, we argue that they should be covered by the proposed definition (see criterion Ic). Second, do we need to take into account a changing chemical and material composition during weathering? As an example, TWP will aggregate with road particles and form tire wear and road particles (TWRP) with a lower total polymer content. We argue it is not feasible to determine the polymer content of TWRP as this would need to happen for each individual particle. This is also true for other plastic particles forming heteroaggregates with other particulate matter. Accordingly, we propose to refer to the original material and to include TWP/TWRP in the definition because synthetic polymers are an essential ingredient of tires.

4.2. Criterion II: Solid State

While it might be common sense that plastics are solid materials, some polymers can be wax-like, semisolid, or liquid. According to the Global Harmonized System for Classification and Labelling of Chemicals (GHS), a solid substance or mixture “does not meet the definitions of liquid or gas”. As most polymers have a vapor pressure of <300 kPa (at 50 °C) and an initial melting point of >20 °C (Tm at 101.3 kPa), they are solid. (39) For most materials, the Tm determines the difference between the solid and the liquid state. However, amorphous and semicrystalline plastics will behave differently when heated. Amorphous polymers (e.g., poly(methyl methacrylate), ABS, PS) are hard, brittle materials below their glass transition temperature (Tg), whereas they become viscous and free-flowing above. Semicrystalline polymers (e.g., polyamide, polycarbonate, PE, PET, PP, PVC) have both a Tg and a Tm. These polymers will be hard and brittle below their Tg but be ductile and soft and form-stable below their Tm and be liquid above.
Plastics are used both as hard and brittle as well as softer and more ductile materials (plasticized PVC, PE, PP) and depending on molecular weight exist as waxy, semisolids over a broad temperature range. For some polymers (e.g., rubber, PE, PP, PVC), Tg is relatively low. Accordingly, they are soft solids at ambient temperatures. Nevertheless, semicrystalline polymers have a Tm high enough to classify them as solid according to GHS and can be included in a definition of plastic debris.
In contrast, amorphous polymers lack a specific Tm. Therefore, we propose to consider the Tg as a defining value. Accordingly, amorphous polymers with a Tg > 20 °C should be included in a definition. Here, the properties of the bulk materials should be considered. However, the question remains whether wax-like polymers with a Tg < 20 °C should be included as well. In this regard, the combination with other physicochemical properties, such as viscosity, modulus of elasticity, or tension at constant elongation, might be helpful.

4.2.1. Special Case 3: Polymer Gels

Polymer gels are often perceived as liquid rather than solid, due to their high liquid content and their soft and flexible appearance. However, in macromolecular science, a gel is indeed “a solid composed of at least two components, one of which (polymer) forms a three-dimensional network [...] in the medium of the other component (liquid)”. (40) Polymer gels come from a natural (e.g., gelatin, agarose) or synthetic feedstock (polyacrylamide, poly(vinyl alcohol) (PVA), low molecular weight polyethylene glycol (PEG)) and are used in a wide variety of applications. For instance, polyacrylamide copolymers are used as flocculation agents during wastewater treatment. While these gels are “solid” from a chemical perspective, they will become soft and viscous in water. Although this does not make them benign per se (we simply do not know), we argue that polymer gels are not particulate matter once in aquatic environments and should, therefore, be excluded from a definition and treated as an independent category of environmental polymers.

4.3. Criterion III: Solubility

Another important aspect is the polymer’s solubility. Most conventional polymers are poorly soluble in water, but some synthetic polymers readily dissolve in water (e.g., PVA or low molecular weight PEG). We propose using solubility as a criterion to define plastic debris and apply the REACH guidance provided by ECHA. Here, a substance is considered poorly soluble if its water solubility is <1 mg L–1 at 20 °C. (41) Polymers that are poorly soluble according to REACH should be included in a definition of plastic debris.

4.4. Criterion IV: Size

Size is the criterion most frequently used to categorize plastic debris, with size classes typically attributed to the nomenclature of nano-, micro-, meso-, and macroplastics. Particle size will be of major ecological relevance because it is one important factor determining the item’s interaction with biota and its environmental fate. (42−44) Currently, there is no clear consensus on the use of size categories (Figure 1). Often, size limits are operationally defined by the sampling method. As an example, some authors set the lower size limit of microplastics to 333 μm because a 333 μm mesh plankton net is used for sampling. (6)
From a nomenclature point of view, it is intuitive to categorize the plastics based on the conventional units of size. Accordingly, plastics with sizes in the nanometer scale (1–1000 nm) should be nanoplastics. Following this reasoning and using the SI prefixes for length, microplastics would have sizes of 1–1000 μm, followed by milliplastics (1–10 mm), centiplastics (1–10 cm), and deciplastics (1–10 dm). This, however, conflicts with the current terminology. For example, nanoplastics and microplastics are typically considered to be 1–100 nm and 1–5000 μm in size, respectively. (45) Accordingly, new size categories, fully consistent with the SI nomenclature, would have little chance of being adopted by the scientific community. As a pragmatic compromise, we propose the following categories: (i) nanoplastics: 1 to <1000 nm (to conform to existing definitions of nanomaterials, a subdivision in nanoplastics (1 to <100 nm) and submicron-plastics (100 to <1000 nm) can be made); (ii) microplastics: 1 to <1000 μm; (iii) mesoplastics: 1 to <10 mm; (iv) macroplastics: 1 cm and larger.
Another important question relates to the dimensions of the plastic item. Is it sufficient that it possesses the given size in one, two, or three dimensions to fall into one of the categories? Current size classes for microplastics refer to the largest dimension of the item. This is straightforward for relatively spherical particles but more ambiguous for irregular particles and fibers. (45) For example, should a fiber with a diameter (i.e., two dimensions) of 500 μm and a length (i.e., one dimension) of 2 cm be classified as microplastic or macroplastic? If two dimensions in the micrometer range would be sufficient to qualify as a microplastic, this would theoretically imply that a thin thread of infinite length would still be a microplastic. This would correspond to the current practice of determining size by filtration through a net of a certain mesh size or by microscopy, whereby two dimensions are considered. However, a classification should not be based on current practices, which may change as the methodology advances. We, therefore, propose to use the largest dimension as classifier for the size category. The rationale behind this is that the largest dimension of an item will mainly determine the ingestion by biota. For fibers, we do recognize that the diameter may be more relevant and suggest that the dimensions used for categorization should then be defined in the specific study.

4.5. Criterion V: Shape and Structure

Aside from size, plastic debris is commonly categorized on the basis of shape, structure, and color. Frequent descriptors of shape are spheres, beads, pellets, foams, fibers, fragments, films, and flakes. (46−49) These are worth revisiting in order to apply a more stringent classification. The first three (spheres, pellets, beads) are often used synonymously. Additionally, the terms “beads” and “pellets” hints toward the origin of the particles, such as microbeads in cosmetics and preproduction pellets used for plastic manufacturing. If the origin of the specific particle can indeed be elucidated, this would be an appropriate terminology. However, as this is often challenging, it is instead beneficial to adopt more neutral descriptors, such as “spheres” for particles with every point on its surface having the same distance from its center. The terms “spheroids” and “cylindrical pellets” can be used for approximate spheres and cylindrical shapes, respectively.
“Fragments” also represent a rather ambiguous category. It is commonly adopted to describe particles with irregular shape. The term, however, implies that these have been formed by fragmentation in the environment, which is not necessarily the case. For instance, irregular abrasives used in cosmetics are produced as such (50−52) and cannot be distinguished from particles generated by secondary fragmentation. While the category “fragment” is likely to persist in the literature, an alternative and more accurate term is “irregular particles”.
The category of “films” is rather straightforward as this includes planar objects which are considerably smaller in one dimension than in the other two. It is useful to classify films separately, and it is often feasible to make that distinction for items >300 μm. Smaller objects tend to overlap and, due to practical constraints, may be pooled with “irregular particles”.
Plastics that are significantly longer in one than wide in two dimensions (length-to-diameter ratio) are commonly (and interchangeably) described as fibers or filaments, with both terms describing thread-like structures. Within toxicology, there is a long-standing tradition of referring to such structures as fibers rather than filaments.
For some types of fibers, their aspect ratio has been found to determine toxicological responses, for example, in the case of asbestos and carbon nanotubes. Hence, from a toxicological perspective, it makes sense to distinguish between different shapes of plastic debris using the neutral terminology described above. Additional information on the structure (e.g., material porosity) can be included when relevant and only when it can be established with certainty. For example, the descriptor “foams” can draw unwanted parallels to styrofoam even though several plastic types can be visually similar. A more neutral descriptor for this type of porous materials would be “expanded cellular plastics”.

4.6. Criterion VI: Color

Categorizing plastic debris according to color is useful to identify potential sources as well as potential contaminations during sample preparation. As with shape, the color of an object cannot easily be used to deduce the origin. Importantly, color information can be biased as brighter colors are spotted more easily during visual inspection. In contrast, dark, transparent, or translucent particles may be underrepresented. In addition, discoloration can take place during weathering as well as sample preparation, which should be considered in data reporting and interpretation. While we do not find color to be crucial in a categorization framework, it can make sense to include color as an additional descriptor. This can be the case in a biological context, where depending on an organism’s feeding preferences, some colored plastic objects may be more or less likely to be mistaken as food. (53) As attributing colors may be subjective, the use of a standardized color palette, such as the Pantone Color Matching System, is preferable.

4.7. Optional Criterion VII: Origin

The origin of plastic debris is commonly used as a classifier, especially for microplastics, which are categorized in “primary” and “secondary” microplastics. In the predominant view, “primary” refers to microplastics intentionally produced in that size range whereas “secondary” microplastics are formed in the environment through fragmentation or through wear and tear of plastic-containing items, such as TWP and fibers released from textiles during use. (11) An alternative perspective is that “primary” also includes microplastics that are inherent byproducts of the use of a product (“primary sources”), (35,37) such as TWP. In that view, secondary microplastics would originate from fragmentation during weathering only. Since it is challenging, if not impossible, to determine whether a particle has been generated by fragmentation during intentional use or in the environment, we prefer to use the former classification.
From a regulatory point of view, it is relevant to distinguish between primary and secondary origin. This has consequences for risk management (25,54) as it may enable one to assign responsibilities and apply the polluter pays principle. However, from a biological perspective, it does not matter if the plastic object encountered by an organism is intentionally manufactured. In addition, while primary microplastics tend to be more uniform and homogeneous (e.g., microbeads), this is not always the case. (50) A subsequent weathering will further change the appearance, often rendering a clear-cut distinction between primary 565 and secondary (micro)plastics infeasible. Because of this ambiguity, we suggest not to use “origin” to categorize plastics unless the primary origin of plastic debris can be established convincingly. One such case is the detection of microbeads originating from ion exchange resins from a specific production site. (55)

5. Moving toward a Workable Terminology for Plastic Debris

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The research on plastics in the environment is still in its infancy. This makes it an exciting and dynamic field but inevitably entails a certain scientific immaturity with regards to the hypotheses, concepts, and methods applied. This is also true in terms of the terminology we use. To promote consensus building, we provide a framework for defining and further categorizing “plastic debris”. We identify three defining criteria and four classifiers that can be used in such a framework. On the basis of this, we propose to define “plastic debris” as objects consisting of synthetic or heavily modified natural polymers as an essential ingredient (criterion I) that, when present in natural environments without fulfilling an intended function, are solid (II) and insoluble (III) at 20 °C. We further recommend using the criteria size (IV), shape (V), color (VI), and origin (VII) to further categorize plastic debris (Table 1, Figure 2). Each criterion covers aspects on which consensus is likely as well as elements which are more debatable. Accordingly, the content of the framework cannot be fixed but may be revised as the field evolves. Thus, we welcome critical input by the readers and encourage a broader debate of this matter in the scientific community.
Table 1. Overview of the Recommendations for a Definition and Classification of Plastic Debris

Author Information

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  • Corresponding Authors
    • Nanna B. Hartmann - Department of Environmental Engineering, Technical University of Denmark, Bygningstorvet B115, Kgs. Lyngby 2800, Denmark Email: [email protected]
    • Thorsten Hüffer - Department of Environmental Geosciences, Environmental Science Research Network, and Research Platform Plastics in the Environment and Society (PLENTY), University of Vienna, Althanstrasse 14, Vienna 1090, AustriaOrcidhttp://orcid.org/0000-0002-5639-8789 Email: [email protected]
    • Martin Wagner - Department of Biology, Norwegian University of Science and Technology (NTNU), Trondheim 7491, NorwayOrcidhttp://orcid.org/0000-0002-4402-3234 Email: [email protected]
  • Authors
    • Richard C. Thompson - School of Biological and Marine Sciences, University of Plymouth, Plymouth PL4 8AA, United Kingdom
    • Martin Hassellöv - Department of Marine Sciences, University of Gothenburg, Kristineberg 566, Fiskebäckskil 45178, Sweden
    • Anja Verschoor - National Institute for Public Health and the Environment, Antonie van Leeuwenhoeklaan 9, Bilthoven 3721 MA, The Netherlands
    • Anders E. Daugaard - Department of Chemical and Biochemical Engineering, Danish Polymer Centre, Technical University of Denmark, Søltofts Plads B227, Kgs. Lyngby 2800, Denmark
    • Sinja Rist - Department of Environmental Engineering, Technical University of Denmark, Bygningstorvet B115, Kgs. Lyngby 2800, Denmark
    • Therese Karlsson - Department of Marine Sciences, University of Gothenburg, Kristineberg 566, Fiskebäckskil 45178, SwedenOrcidhttp://orcid.org/0000-0002-4821-1697
    • Nicole Brennholt - Department Biochemistry and Ecotoxicology, Federal Institute of Hydrology, Am Mainzer Tor 1, Koblenz 56068, Germany
    • Matthew Cole - Marine Ecology & Biodiversity, Plymouth Marine Laboratory, Prospect Place, The Hoe, Plymouth PL1 3DH, United Kingdom
    • Maria P. Herrling - Ovivo Switzerland AG, Hauptstrasse 192, Aesch 4147, Switzerland
    • Maren C. Hess - Department of Water Management and Water Protection, North Rhine Westphalia State Agency for Nature, Environment and Consumer Protection, Postfach 101052, Recklinghausen 45610, Germany
    • Natalia P. Ivleva - Institute of Hydrochemistry, Chair of Analytical Chemistry and Water Chemistry, Technical University of Munich, Marchioninistr. 17, Munich 81377, GermanyOrcidhttp://orcid.org/0000-0002-7685-5166
    • Amy L. Lusher - Norwegian Institute for Water Research (NIVA), Oslo 0349, Norway
  • Author Contributions

    N.B.H., M.W., and T.H. conceived and wrote the manuscript and produced the figures. All coauthors critically discussed the ideas and concepts presented in, commented on, and reviewed the manuscript. All authors commit to organize and support the postpublication consultation.

  • Notes
    The authors declare no competing financial interest.

Acknowledgments

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The German Water Chemistry Society supports the expert group “Plastics in the aquatic environment,” whose members (T.H., N.B., M.P.H., M.C.H., N.P.I., M.W.) coauthored the manuscript. M.W. has received funding from the European Union’s Horizon 2020 Research and Innovation Programme under the Marie Skłodowska-Curie grant agreement No. 660306, the German Federal Ministry for Transportation and Digital Infrastructure, and the German Federal Ministry for Education and Research (02WRS1378, 01UU1603, 03F0789D).

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  70. Elijah. J. Petersen, Ana C. Barrios, Theodore B. Henry, Monique E. Johnson, Albert A. Koelmans, Antonio R. Montoro Bustos, Joanna Matheson, Matthias Roesslein, Jian Zhao, Baoshan Xing. Potential Artifacts and Control Experiments in Toxicity Tests of Nanoplastic and Microplastic Particles. Environmental Science & Technology 2022, 56 (22) , 15192-15206. https://doi.org/10.1021/acs.est.2c04929
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  77. Wiebke Mareile Heinze, Denise M. Mitrano, Elma Lahive, John Koestel, Geert Cornelis. Nanoplastic Transport in Soil via Bioturbation by Lumbricus terrestris. Environmental Science & Technology 2021, 55 (24) , 16423-16433. https://doi.org/10.1021/acs.est.1c05614
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  79. Kirill Kniazev, Ilia M. Pavlovetc, Shuang Zhang, Junyeol Kim, Robert L. Stevenson, Kyle Doudrick, Masaru Kuno. Using Infrared Photothermal Heterodyne Imaging to Characterize Micro- and Nanoplastics in Complex Environmental Matrices. Environmental Science & Technology 2021, 55 (23) , 15891-15899. https://doi.org/10.1021/acs.est.1c05181
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  84. Holly A. Nel, Andrew J. Chetwynd, Catherine A. Kelly, Christopher Stark, Eugenia Valsami-Jones, Stefan Krause, Iseult Lynch. An Untargeted Thermogravimetric Analysis-Fourier Transform Infrared-Gas Chromatography-Mass Spectrometry Approach for Plastic Polymer Identification. Environmental Science & Technology 2021, 55 (13) , 8721-8729. https://doi.org/10.1021/acs.est.1c01085
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  86. Michael S. Bank, Peter W. Swarzenski, Carlos M. Duarte, Matthias C. Rillig, Albert A. Koelmans, Marc Metian, Stephanie Wright, Jennifer F. Provencher, Monica Sanden, Adrian Jordaan, Martin Wagner, Martin Thiel, Yong Sik Ok. Global Plastic Pollution Observation System to Aid Policy. Environmental Science & Technology 2021, 55 (12) , 7770-7775. https://doi.org/10.1021/acs.est.1c00818
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  90. Christopher Dibke, Marten Fischer, Barbara M. Scholz-Böttcher. Microplastic Mass Concentrations and Distribution in German Bight Waters by Pyrolysis–Gas Chromatography–Mass Spectrometry/Thermochemolysis Reveal Potential Impact of Marine Coatings: Do Ships Leave Skid Marks?. Environmental Science & Technology 2021, 55 (4) , 2285-2295. https://doi.org/10.1021/acs.est.0c04522
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Cite this: Environ. Sci. Technol. 2019, 53, 3, 1039–1047
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https://doi.org/10.1021/acs.est.8b05297
Published January 4, 2019

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  • Abstract

    Figure 1

    Figure 1. Examples of differences in the categorization of plastic debris according to size as applied (and/or defined) in scientific literature and in institutional reports. It should be noted that this does not represent an exhaustive overview of all used size classes. ()

    Figure 2

    Figure 2. Proposed definition and categorization framework. Excl. = excluded; see Table 1 for details on criteria.

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