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Direct Observation of Dynamic Symmetry Breaking above Room Temperature in Methylammonium Lead Iodide Perovskite
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Direct Observation of Dynamic Symmetry Breaking above Room Temperature in Methylammonium Lead Iodide Perovskite
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Department of Chemistry, Columbia University, New York, New York 10027, United States
Department of Chemistry, University of Bath, Claverton Down, Bath BA2 7AY, United Kingdom
Department of Applied Physics and Applied Mathematics, Columbia University, New York, New York 10027, United States
§ Advanced Photon Source, Argonne National Laboratory, Argonne, Illinois 60439, United States
Condensed Matter Physics and Materials Science Department, Brookhaven National Laboratory, Upton, New York 11973, United States
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ACS Energy Letters

Cite this: ACS Energy Lett. 2016, 1, 4, 880–887
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https://doi.org/10.1021/acsenergylett.6b00381
Published September 21, 2016

Copyright © 2016 American Chemical Society. This publication is licensed under these Terms of Use.

Abstract

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Lead halide perovskites such as methylammonium lead triiodide (CH3NH3PbI3) have outstanding optical and electronic properties for photovoltaic applications, yet a full understanding of how this solution-processable material works so well is currently missing. Previous research has revealed that CH3NH3PbI3 possesses multiple forms of static disorder regardless of preparation method, which is surprising in light of its excellent performance. Using high energy resolution inelastic X-ray (HERIX) scattering, we measure phonon dispersions in CH3NH3PbI3 and find direct evidence for another form of disorder in single crystals: large-amplitude anharmonic zone edge rotational instabilities of the PbI6 octahedra that persist to room temperature and above, left over from structural phase transitions that take place tens to hundreds of degrees below. Phonon calculations show that the orientations of the methylammonium (CH3NH3+) couple strongly and cooperatively to these modes. The result is a noncentrosymmetric, instantaneous local structure, which we observe in atomic pair distribution function (PDF) measurements. This local symmetry breaking is unobservable by Bragg diffraction but can explain key material properties such as the structural phase sequence, ultralow thermal transport, and large minority charge carrier lifetimes despite moderate carrier mobility. From the PDF we estimate the size of the fluctuating symmetry broken domains to be between 1 and 3 nm in diameter.

Copyright © 2016 American Chemical Society

Structural imperfections normally reduce the photovoltaic action of a material by reducing the carrier mobilities and providing nonradiative recombination pathways for the photogenerated carriers. CH3NH3PbI3 exhibits significant nanocrystallinity, (1) defects, (2) and dynamic disorder, (3, 4) characteristics not normally associated with high-efficiency photovoltaic devices. (5) The puzzle with hybrid halide perovskites is how such a defective solution-processed material can have efficiencies rivaling those of high-quality crystalline semiconductors. (6) Two kinds of framework structural instabilities are expected to be present in perovskites: octahedral tilting, (7) which is associated with antiferroelectricity, and cation off-centering, which can sometimes yield a ferroelectrically active distortion. (8) Polarity in the material can affect the optical and electrical properties, (9-12) but the presence of persistent polarity in these materials has not been established and continues to be disputed. (13-16) In CsPbCl3, octahedral rotational instabilities have been directly observed by INS (17) and more indirectly for CH3NH3PbBr3 and CH3NH3PbCl3. (18-20) However, in CH3NH3PbI3, while the disorder of the organic cation has been extensively investigated, (3, 13, 21-23) only calculations combined with indirect measurements have predicted octahedral rotational instabilities in the cubic phase. (24-26) In this work, we directly observe the lattice dynamics related to these framework distortions and connect them to the physical properties of CH3NH3PbI3.
Inelastic scattering is a standard method to quantify these kinds of dynamics. However, inelastic neutron scattering (INS) experiments require large single crystals and are additionally challenging on hybrid materials such as CH3NH3PbI3 due to the strong incoherent scattering of hydrogen. We circumvent these issues by using X-ray-based HERIX, which has a larger scattering cross section and sensitivity, and better selectivity for motion of the inorganic framework.
Measurements were performed on high-quality single crystals of CH3NH3PbI3 at the Advanced Photon Source at the Argonne National Laboratory. Due to the large absorption cross section of lead and iodine, crystals were polished to about 100 μm and mounted on a copper post (Figure S1A,B). This polishing and mounting preserves the high-quality single crystal, as shown by single-crystal X-ray diffraction (Figure S1C). Measurements were performed at 350 K in the cubic (Pm3M) phase, which gave a reasonable phonon intensity and removed difficulties associated with crystal twinning, which occurs spontaneously upon descending into the lower symmetry phases. Transverse acoustic (TA) and longitudinal acoustic (LA) phonon energies were measured along the three high-symmetry directions of the Brillouin zone, and one transverse optical (TO) branch was also measured. Representative plots of the raw spectra are shown in Figure 1.

Figure 1

Figure 1. Inelastic scattering spectra plotted from the Brillouin zone center to the zone edge. (a–d) MTA2 and XTA illustrate what a typical dependence looks like. The dashed curve is only to guide the eye. In contrast, the MTA1 and RTA at the zone edge have magnitudes larger even than the Bragg tail. (e) Sketch of the motion of the observed anharmonic modes with the idealized A-site cation (CH3NH3+) position represented in blue, the B-site cation (Pb2+) in gray at the center of the octahedra, and the X-site anion (I) in purple. Animations of these modes, and several others, are available online at https://dx.doi.org/10.6084/m9.figshare.3408394.

The TA branch in the [00ζ] direction (X) is shown in Figure 1a. Close to the zone center (ζ = 0), the strongest signal is a resolution-limited elastic line coming from the tail of the nearby Bragg peak. Moving across the zone to the zone edge, the elastic Bragg tail quickly dies off in intensity (indicated by the dashed line), and inelastic shoulders coming from the low-energy acoustic modes become well-resolved peaks at higher energy transfer (ℏω). These peaks lie symmetrically on the energy loss (Stokes) and energy gain (anti-Stokes) side of ℏω = 0, corresponding to phonon creation and annihilation, respectively. Approaching the zone edge, the overall intensity of the spectrum is strongly suppressed due to the lower phonon occupancy of high-energy modes, among other effects. This is the expected behavior for the HERIX spectra of well-defined acoustic phonons: dispersing to higher energy and decreasing in intensity with increasing ζ.
However, this behavior is not observed in two of the phonon modes. In the [0ζζ] direction, the two transverse modes are nondegenerate, and we refer to them as MTA1 and MTA2 (under cubic symmetry, the two TA phonons are degenerate in both the [00ζ] and [ζζζ] directions). The intensity of the MTA2 branch behaves normally, similar to the transverse [00ζ] mode (Figure 1b), but the MTA1 mode behaves very differently as the zone is crossed from center to edge. Now, approaching the zone edge, a strikingly large broad central peak emerges at ζ = 0.4 and becomes narrower and very intense at ζ = 0.5 (Figure 1c). The large signal intensity results from the low energy, and therefore high-phonon occupation, of these modes. Even more dramatic behavior is seen in the response of the RTA mode in the [ζζζ] direction, with a resolution-limited ℏω = 0 peak at the R point of intensity 12 times the corresponding peak at ζ = 0.1 (Figure 1d). These two modes are the most important features of our observed lattice dynamics and correspond to rotation of the octahedra along the principal cubic axes, with neighboring octahedra along the rotation axis either rotating together (MTA1) or opposite (RTA) to each other (in-phase and out-of-phase tilting, respectively). These motions are illustrated in Figure 1e. (17)
We have extracted phonon dispersions for the seven nondegenerate acoustic branches and one transverse optic branch (Figure 2). Details of the fitting are presented in the Experimental Section and Figure S2. From the initial slope of the acoustic phonons, we extract elastic constants and the bulk modulus (K = 13 ± 2 GPa), which implies that CH3NH3PbI3 has a softness similar to wood (27) (Table S1). The width (Γ) of the Lorentz oscillator line shape used to fit the modes is related to the phonon lifetime, τ = h/Γ. This analysis yields phonon lifetimes between 0.8 and 20 ps. Interestingly, these lifetimes are comparable to the residence time of CH3NH3+ in different preferred orientations as measured by quasi-elastic neutron scattering (QENS) at room temperature. (22) Combined with the anharmonic phonon modes, these short phonon lifetimes explain the ultralow thermal conductivity, (28) as in related lead chalcogenides. (29, 30)

Figure 2

Figure 2. Measured and calculated dispersion curves. (a) The X, M, and R LA and TA modes and one TO branch measured by HERIX are plotted. The 1σ uncertainty in ζ and phonon energy (by fitting) are generally less than the size of the marker. The lines (sine fits) are only to guide the eye. At the zone edge of M and R, the phonon energy becomes small and overdamped; therefore, we fit to a Lorentzian peak convoluted with the resolution function and centered at ℏω = 0 meV and plot bars with height equal to the half-width at half-maximum of the Lorentzian. (b) Calculated phonon dispersion curves become imaginary along MTA1 and RTA, as expected for a soft mode.

We now turn to first-principles lattice dynamics calculations of the phonon spectrum. The calculated and measured dispersions along the three directions are in good agreement, as evident in Figure 2. The strong softening of the MTA1 and RTA modes is predicted by the athermal harmonic calculations, where the mode frequencies become imaginary at ζ = 0.3, close to where the onset of mode softening is observed in experiment.
The spread (shaded regions in Figure 2b) in the calculated dispersion curves arises from the anisotropy of the molecule, which breaks the degeneracy of the high-symmetry points in the Brillouin zone. This shows very different restoring forces and mode energies calculated depending on the orientation of the ion in the cage, indicating a strong coupling of the CH3NH3+ dynamics to the cuboctahedral cage in which it resides. The spread, and therefore the coupling, is largest at the zone edge (Figure 2b) where the modes softened to zero frequency and are found to be highly anharmonic.
Considered alongside QENS measurements (22) that indicate a hopping rotational dynamics of the CH3NH3+, we conclude that the rotational motions of the cation and the cage dynamics are cooperative with important implications discussed below. Octahedral tilting varies the shape of the perovskite A-site cavity in which the CH3NH3+ ions reside. As the cavity distorts, it elongates along one direction and is shortened in the perpendicular direction (Figure 3a,b). The above analysis suggests that the CH3NH3+ ions stay aligned within locally distorted A sites and only fluctuate between different local minima of the distorted cavity, cooperatively, on picosecond time scales. On a time scale important for charge carriers (5 fs carrier scattering time (31)) and at solar-relevant temperatures, the crystal structure is effectively frozen in local metastable symmetry-broken domains.

Figure 3

Figure 3. Local symmetry breaking in CH3NH3PbI3 at 350 K. (a,b) Distortions from cubic symmetry generate anisotropic cavities and couple to motion of the CH3NH3+ ion, which we represent as off-centered and oriented along the long axis of the cavity. (c) DFT-based lattice dynamic calculations show that the energy minimum at the R point at 350 K is displaced in a double-well potential that causes local symmetry breaking. (d) Comparison of the experimental PDF (purple) to cubic (Pm3M), centrosymmetric (I4/mcm), and noncentrosymmetric (I4cm) tetragonal models (blue) shows a superior fit for the low-symmetry models at low r (2–8 Å). However, the models perform oppositely at high r with the high-symmetry cubic structure giving the best agreement to the data in the 12–50 Å region. The residuals (orange) are scaled ×3 for clarity.

The computed potential landscapes of the anharmonic modes are indeed displaced minima of shallow double-well potentials (Figures 3c and S3), consistent with our observation of a central peak in the inelastic spectra. This dynamic symmetry breaking (see animations in the Supporting Information and at https://dx.doi.org/10.6084/m9.figshare.3408394) is also evident in room-temperature ab initio molecular dynamics simulations where persistent octahedral tilting away from the high-symmetry cubic orientation is observed. (32)
Further evidence for this hypothesis is provided by X-ray atomic pair-distribution function (PDF) analysis of these materials. We discover that the low-r region (where r is the interatomic distance) of the PDF is better fit by low-symmetry tetragonal models than the cubic one, even at 350 K (Figure 3d), indicating that the local structure is best described by tilted octahedra. The PDF refinement is further improved at low r when Pb is allowed to displace (0.041 Å) from the high-symmetry position (Figure 3d, bottom row). When we zoom out to the high-r region, we discover that a cubic model gives a better fit (Figure 3d, second column), as expected due to averaging over dynamic differently oriented symmetry-broken domains. By performing PDF fits across different refinement ranges (Figure S4), we estimate the domain size to be 1–3 nm in diameter. Given the off-centering of the Pb and the methylammonium, (33, 34) these domains may be polar.
The anharmonic modes indicate an incipient phase transition to the symmetry-broken phases that emerges at lower temperatures but with diffusive (order–disorder) dynamics persisting many tens to hundreds of Kelvin above the transition temperatures. This is further supported by the intensity of the XTA, MTA1, and RTA zone edge peaks as a function of temperature. As shown in Figure 4, there is no change in the intensity of the zone edge XTA, but the intensity of the zone edge RTA intensity diverges sharply through the 330 K phase transition as a Bragg peak of the new tetragonal (I4/mcm) phase grows in. There is little change in the intensity of the zone edge MTA1 at this temperature, suggesting that the MTA1 mode is related to the lower-temperature phase transition at 160 K, reversing the sequence observed in CsPbCl3. (17) Although it was not possible to track this peak to 160 K due to the difficulty of aligning a sample with changing lattice constants, this finding is supported by crystallography (14) where a Bragg peak is observed in the low-temperature phase at the pseudocubic M point of the parent structure.

Figure 4

Figure 4. Temperature dependence of inelastic scattering spectra. (a,b) Intensity as a function of temperature is measured at the X, M, and R points (ΔCounts is equal to the intensity of the measured mode at a given temperature less the intensity of the least intense peak in the temperature series). Scattering at the X point has little temperature dependence, while scattering at the M point slightly increases in intensity with decreasing temperature. In contrast, scattering at the R point responds dramatically, increasing sharply upon approaching the phase transition temperature due to the emergence of a Bragg peak in the tetragonal phase. This response indicates that the phase transition is driven by condensation of the RTA mode at 330 K.

We now explore implications of the discovery of soft anharmonic motion in CH3NH3PbI3. First, the soft anharmonic modes provide a large bath of acoustic phonons that are available for scattering and thermalizng carriers. The population of low-energy phonons may explain the finding that electrical transport in these materials is phonon-limited. (31) In CH3NH3PbI3, the electronic band extrema are in the vicinity of the R point, though made slightly indirect by the Rashba interaction. (35) As well as local intravalley scattering (by acoustic and optical phonons at Γ), there is the possibility of intervalley scattering from phonon modes at the Brillouin zone boundary. These are low in energy with a large occupancy at room temperature, suggesting that intervalley scattering may be significant. In the material GaP, (36) where the band extrema have multiple valleys, intervalley scattering dominates mobility above 200 K.
Second, these anharmonic modes point to a general model of the structural phase sequence in lead halide perovskites. The cubic-to-tetragonal phase transition arises from condensation of the RTA mode (antisymmetric octahedral tilts, R4+), while the tetragonal-to-orthorhombic phase transition is driven by condensation of the MTA1 mode (concerted octahedral tilts, M3+). (8) In cesium lead halides, the order is reversed, (17) likely due to a different coupling mechanism of Cs+ to the M3+ and R4+ modes. The M3+ and R4+ distortions may also explain the anomalously large halide atomic displacement parameters seen in structural analyses of many of these materials. (14, 37)
Last, the observation of an instantaneous symmetry-broken local structure caused by the combined effects of octahedral tilting and CH3NH3+ and Pb off-centering will have implications for the electronic band structure and, therefore, carrier recombination. For example, the presence of a local electric polarization can result in an indirect band gap (24) or spatial separation of the electron and hole, (9, 10, 12) which will reduce carrier recombination and thus benefit photovoltaic performance. The off-centering and orientation of the CH3NH3+ ions, coupled to the local symmetry-broken state, can support a quasi-static local polarization that persists over a wide temperature range if the CH3NH3+ ion displacement and orientation correlate between crystallographic unit cells. This polarization may promote the formation of polarons upon photoexcitation, which can protect carriers from recombination. (11)

Experimental Section

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Sample Preparation. Single crystals of CH3NH3PbI3 were grown via vapor diffusion, (38) as reported previously. (39) Crystals with original dimensions on the order of 1 mm were polished down to flakes with a thickness of approximately 90 μm, the X-ray attenuation length of CH3NH3PbI3 for an X-ray energy of 23.7 keV. We performed a single-crystal X-ray diffraction experiment to confirm that samples remained single-crystalline after polishing.
Data Collection. Measurements were performed on the high-energy resolution inelastic X-ray (HERIX) scattering instrument at Sector 30-ID of the Advanced Photon Source at Argonne National Laboratory with an incident beam energy of 23.724 keV (λ = 0.5226 Å) and an overall energy resolution of 1.5 meV. (40, 41) Crystals were mounted on a copper rod using epoxy (Figure S1A,B) and placed inside of a beryllium dome. Temperature control was achieved through use of a cryostat. The horizontally polarized incident beam was focused on the sample using a bimorph KB mirror system with a beam size of 15 × 35 μm2 (V × H) full width at half-maximum (fwhm) at the scattering location. Energy scans, typically in the ±8 meV range with a 0.5 meV step and a collection time of 30 s per point, were taken at fixed momentum transfers Q = H + q, where H is the reciprocal lattice vector and q is the phonon wave vector. The scattered beam was analyzed by a system of nine, equally spaced, spherically bent Si(12 12 12) analyzers. The standard momentum transfer resolution of the HERIX instrument is 0.066 Å–1. For the dispersion measurements, we placed a circular slit in front of the analyzer to increase the momentum transfer resolution to 0.020 Å–1. The basic principles of such instrumentation are discussed elsewhere. (42, 43)
A small elastic component remains at the center at all positions across the zone, coming from static disorder associated with defects in the material. This disorder scattering increases slowly with time in the beam, indicating the presence of beam damage to the sample (Figure S6). The level of the beam damage is small, containing less intensity than the phonon signals, and was mitigated experimentally by frequently moving the beam to a fresh area of the crystal and realigning the sample.
Analysis of Phonon Spectra. The shape of the incident X-ray energy spectrum was fit using a pseudo-Voigt function. This experimental resolution function R(ℏω) was then convolved with both an elastic and an inelastic scattering component to reproduce the entire spectra as in(1)where the elastic component was given by a delta function centered on the zero point so that the elastic scattering would be given by the resolution function. To model the inelastic scattering component, a single-phonon scattering model was assumed and is defined as the response function for a damped harmonic oscillator, given by(2)corrected for temperature-dependent occupation of phonon modes and the relationship between energy gain and energy loss processes using a Bose–Einstein distribution adjusted by the detailed balance factor (44)N(ℏω)(3)Phonon lifetimes were estimated by τ = h/Γ. For the soft zone edge modes centered at ℏω = 0, these are fit with a Lorentzian centered on zero frequency, convoluted with the resolution function, and plotted in Figure 2 with the bars of height equal to the half-width at half-maximum of the Lorentzian.
The respective phonon velocities were extracted from the initial slope of the seven acoustic phonon branches. These phonon velocities were used to extract elastic constants by minimizing the difference between the measured velocities and those predicted by v(C11, C12, C44). The bulk modulus was calculated from the elastic constants as K = (C11 + 2C12)/3.
Pair Distribution Function Data Collection and Analysis. Total scattering PDF measurements were carried out on beamline 28-ID-2 at the National Synchrotron Light Source II (NSLS-II) at Brookhaven National Laboratory. Data were collected in rapid acquisition mode (45) at an X-ray energy of 67.603 keV (λ = 0.18340 Å) and a temperature of 350 K. A large-area 2D PerkinElmer detector (2048 × 2048 pixels and 200 × 200 μm pixel sizes) was mounted orthogonal to the beam path with a sample-to-detector distance of 207.5270 mm. Calibration was performed using FIT2D (46) on a measurement of nickel. The raw 2D intensity was corrected for experimental effects and azimuthally integrated using FIT2D to obtain the 1D scattering intensity versus the magnitude of the scattering momentum transfer Q (Q = 4π sin θ/λ for a scattering angle of 2θ and X-ray wavelength λ). xPDFsuite (47, 48) was used for data reduction and Fourier transformation of the total scattering structure function S(Q) to obtain the PDF, G(R), by(4)where the integration limits, QminQmax, were governed by the experimental setup.
PDF refinements were carried out using the program PDFgui, (49) in which PDFs were simulated from model structures using(5)summed over all atoms in the model with periodic boundary conditions on the unit cell. N is the number of atoms, fi and fj are the X-ray atomic form factors of atoms i and j, respectively, and ρ0 is the average atom pair density. Models were derived from cubic and tetragonal structures of CH3NH3PbI3 determined by neutron powder diffraction. (33) Unit cell parameters, thermal factors, and symmetry-allowed positions were refined to give the best fit to the experimental data. Experimental resolution parameters Qdamp = 0.0434148 and Qbroad = 0.0164506 were determined through refinements of the PDF of the nickel standard.
Materials Modeling. First-principles calclations were carried out using the pseudopotential plane-wave density functional theory (DFT) code, VASP, (50) in conjunction with the Phonopy lattice dynamics package. (51, 52) The calculations are described in detail elsewhere. (25) Projector augmented wave pseudopotentials (53, 54) were used, which included the Pb semicore 5d electrons in the valence region. A 700 eV kinetic energy cutoff was used for the basis set, and a Γ-centered k-point mesh with 6 × 6 × 6 subdivisions was used to sample the electronic Brillouin zone. A tolerance of 10–8 eV was applied during the electronic minimizations, and the initial structure was optimized to a force tolerance of 10–3 eV/A. These tight convergence criteria were found to be necessary for accurate lattice dynamics calculations, in particular, to eliminate spurious imaginary modes.
Force constant matrices (FCMs) were calculated from a 2 × 2 × 2 supercell expansion. Harmonic phonon dispersions were computed along the Γ → X, Γ → M, and Γ → R segments of the phonon Brillouin zone, as measured in the HERIX experiments, and the nature of the anharmonic modes at M and R were investigated by visualizing the phonon mode eigenvectors (see the Supporting Information and https://dx.doi.org/10.6084/m9.figshare.3408394 for animations). Images of the cubic nonequilibrium and local instantaneous structures (Figure 3) were generated with VESTA. (55) In our model, the CH3NH3+ cation is roughly aligned along the Cartesian x direction, between two faces of the cuboctahedral cavity, which was found in previous work to be the energetically preferred configuration. (56) The fixed cation orientation breaks the cubic symmetry, leading to three inequivalent X and M directions, all three of which were analyzed in the simulated dispersions.

Supporting Information

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The Supporting Information is available free of charge on the ACS Publications website at DOI: 10.1021/acsenergylett.6b00381.

  • Figures showing the crystal of CH3NH3PbI3 used for HERIX measurements, HERIX spectra fitting, calculated potential energy surfaces for ion displacement in CH3NH3PbI3 comparison of PDF refinements, HERIX energy scans as a function of temperature, and evidence of sample instability in the X-ray beam as well as a table of extracted elastic constants (PDF)

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Author Information

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  • Corresponding Author
    • Simon J. L. Billinge - Department of Applied Physics and Applied Mathematics, Columbia University, New York, New York 10027, United StatesCondensed Matter Physics and Materials Science Department, Brookhaven National Laboratory, Upton, New York 11973, United States Email: [email protected]
  • Authors
    • Alexander N. Beecher - Department of Chemistry, Columbia University, New York, New York 10027, United States
    • Octavi E. Semonin - Department of Chemistry, Columbia University, New York, New York 10027, United States
    • Jonathan M. Skelton - Department of Chemistry, University of Bath, Claverton Down, Bath BA2 7AY, United Kingdom
    • Jarvist M. Frost - Department of Chemistry, University of Bath, Claverton Down, Bath BA2 7AY, United Kingdom
    • Maxwell W. Terban - Department of Applied Physics and Applied Mathematics, Columbia University, New York, New York 10027, United States
    • Haowei Zhai - Department of Applied Physics and Applied Mathematics, Columbia University, New York, New York 10027, United States
    • Ahmet Alatas - Advanced Photon Source, Argonne National Laboratory, Argonne, Illinois 60439, United States
    • Jonathan S. Owen - Department of Chemistry, Columbia University, New York, New York 10027, United States
    • Aron Walsh - Department of Chemistry, University of Bath, Claverton Down, Bath BA2 7AY, United Kingdom
  • Author Contributions

    A.N.B. and O.E.S. contributed equally to this work.

  • Notes
    The authors declare no competing financial interest.

    Supporting research data (animations of the modes in Figure 1 and several others) for this Letter may be accessed at https://dx.doi.org/10.6084/m9.figshare.3408394.

Acknowledgment

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Work in the Billinge group was funded by the U.S. National Science Foundation through Grant DMR-1534910. Growth and characterization of single crystals was supported by the Center for Precision Assembly of Superstratic and Superatomic Solids, an NSF MRSEC (Award Number DMR-1420634). This research used resources of the Advanced Photon Source, a U.S. Department of Energy (DOE) Office of Science User Facility operated for the DOE Office of Science by Argonne National Laboratory under Contract No. DE-AC02-06CH11357. X-ray PDF measurements were conducted on beamline 28-ID-2 of the National Synchrotron Light Source II, a U.S. Department of Energy (DOE) Office of Science User Facility operated for the DOE Office of Science by Brookhaven National Laboratory under Contract No. DE-SC0012704. The work at Bath has been supported by the EPSRC (Grant Nos. EP/L000202, EP/M009580/1, EP/K016288/1, and EP/K004956/1), and Federico Brivio is thanked for preliminary phonon calculations. We are grateful to Soham Banerjee for assistance with PDF measurements and to Bogdan M. Leu, Daniel W. Paley, Ayman Said, John Tranquada, and Omer Yaffe for helpful conversations.

Added in Proof

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After this article was accepted for publication, the authors discovered another paper that also includes inelastic X-ray scattering data: Comin, R.; Crawford, M. K.; Said, A. H.; Herron, N.; Guise, W. E.; Wang, X.; Whitfield, P. S.; Jain, A.; Gong, X; McGaughey, A. J. H.; Sargent, E. H. Lattice dynamics and the nature of structural transitions in organolead halide perovskites. Phys. Rev. B: Condens. Matter Mater. Phys.2016, 94, 094301.

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Published September 21, 2016

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  • Abstract

    Figure 1

    Figure 1. Inelastic scattering spectra plotted from the Brillouin zone center to the zone edge. (a–d) MTA2 and XTA illustrate what a typical dependence looks like. The dashed curve is only to guide the eye. In contrast, the MTA1 and RTA at the zone edge have magnitudes larger even than the Bragg tail. (e) Sketch of the motion of the observed anharmonic modes with the idealized A-site cation (CH3NH3+) position represented in blue, the B-site cation (Pb2+) in gray at the center of the octahedra, and the X-site anion (I) in purple. Animations of these modes, and several others, are available online at https://dx.doi.org/10.6084/m9.figshare.3408394.

    Figure 2

    Figure 2. Measured and calculated dispersion curves. (a) The X, M, and R LA and TA modes and one TO branch measured by HERIX are plotted. The 1σ uncertainty in ζ and phonon energy (by fitting) are generally less than the size of the marker. The lines (sine fits) are only to guide the eye. At the zone edge of M and R, the phonon energy becomes small and overdamped; therefore, we fit to a Lorentzian peak convoluted with the resolution function and centered at ℏω = 0 meV and plot bars with height equal to the half-width at half-maximum of the Lorentzian. (b) Calculated phonon dispersion curves become imaginary along MTA1 and RTA, as expected for a soft mode.

    Figure 3

    Figure 3. Local symmetry breaking in CH3NH3PbI3 at 350 K. (a,b) Distortions from cubic symmetry generate anisotropic cavities and couple to motion of the CH3NH3+ ion, which we represent as off-centered and oriented along the long axis of the cavity. (c) DFT-based lattice dynamic calculations show that the energy minimum at the R point at 350 K is displaced in a double-well potential that causes local symmetry breaking. (d) Comparison of the experimental PDF (purple) to cubic (Pm3M), centrosymmetric (I4/mcm), and noncentrosymmetric (I4cm) tetragonal models (blue) shows a superior fit for the low-symmetry models at low r (2–8 Å). However, the models perform oppositely at high r with the high-symmetry cubic structure giving the best agreement to the data in the 12–50 Å region. The residuals (orange) are scaled ×3 for clarity.

    Figure 4

    Figure 4. Temperature dependence of inelastic scattering spectra. (a,b) Intensity as a function of temperature is measured at the X, M, and R points (ΔCounts is equal to the intensity of the measured mode at a given temperature less the intensity of the least intense peak in the temperature series). Scattering at the X point has little temperature dependence, while scattering at the M point slightly increases in intensity with decreasing temperature. In contrast, scattering at the R point responds dramatically, increasing sharply upon approaching the phase transition temperature due to the emergence of a Bragg peak in the tetragonal phase. This response indicates that the phase transition is driven by condensation of the RTA mode at 330 K.

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  • Supporting Information

    Supporting Information


    The Supporting Information is available free of charge on the ACS Publications website at DOI: 10.1021/acsenergylett.6b00381.

    • Figures showing the crystal of CH3NH3PbI3 used for HERIX measurements, HERIX spectra fitting, calculated potential energy surfaces for ion displacement in CH3NH3PbI3 comparison of PDF refinements, HERIX energy scans as a function of temperature, and evidence of sample instability in the X-ray beam as well as a table of extracted elastic constants (PDF)


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