Resource-Conserving Agriculture Increases Yields in Developing Countries
- J. N. Pretty ,
- A. D. Noble ,
- D. Bossio ,
- J. Dixon ,
- R. E. Hine ,
- F. W. T. Penning de Vries , and
- J. I. L. Morison
Abstract
Despite great recent progress, hunger and poverty remain widespread and agriculturally driven environmental damage is widely prevalent. The idea of agricultural sustainability centers on the need to develop technologies and practices that do not have adverse effects on environmental goods and services, and that lead to improvements in food productivity. Here we show the extent to which 286 recent interventions in 57 poor countries covering 37 M ha (3% of the cultivated area in developing countries) have increased productivity on 12.6 M farms while improving the supply of critical environmental services. The average crop yield increase was 79% (geometric mean 64%). All crops showed water use efficiency gains, with the highest improvement in rainfed crops. Potential carbon sequestered amounted to an average of 0.35 t C ha-1 y-1. If a quarter of the total area under these farming systems adopted sustainability enhancing practices, we estimate global sequestration could be 0.1 Gt C y-1. Of projects with pesticide data, 77% resulted in a decline in pesticide use by 71% while yields grew by 42%. Although it is uncertain whether these approaches can meet future food needs, there are grounds for cautious optimism, particularly as poor farm households benefit more from their adoption.
*
Corresponding author e-mail: [email protected]; tel: +44-1206-873323; fax: +44-1206-873416.
†
University of Essex.
‡
IWMI, Kasetsart University.
§
IWMI, Colombo, Sri Lanka.
‖
Impact Targeting and Assessment Program, CIMMYT.
⊥
Chinese Academy of Sciences.
Introduction
provided they improve productivity for farmers, and do not harm the environment (12−16). Methodology
Table 1. Summary of FAO−World Bank Farming System Categories in Developing Regions and Number of Project Entries for This Studya
| FAO farm system category | number of subsystems | land area (M ha) | cultivated area (M ha) | agricultural population (M) | agricultural population per cultivated hectare | no. project entries for each category |
| 1. smallholder irrigated | 1 | 219 | 15 | 30 | 2.0 | 16 |
| 2. wetland rice | 3 | 330 | 155 | 860 | 5.5 | 55 |
| 3. smallholder rainfed humid | 11 | 2013 | 160 | 400 | 2.5 | 95 |
| 4. smallholder rainfed highland | 10 | 842 | 150 | 520 | 3.5 | 40 |
| 5. smallholder rainfed dry/cold | 19 | 3478 | 231 | 490 | 2.1 | 43 |
| 6. dualistic mixed | 16 | 3116 | 414 | 190 | 0.5 | 20 |
| 7. coastal artisanal | 4 | 70 | 11 | 60 | 5.5 | 2 |
| 8. urban-based and kitchen garden | 6 | na | na | 40 | na | 15 |
| total | 72 | 10068 | 1136 | 2590 | 2.28 | 286 |
a From Dixon and Gulliver (19); na = not available.
Table 2. Summary of Adoption and Impact of Agricultural Sustainability Technologies and Practices on 286 Projects in 57 Countriesa
| FAO farm system category | number of farmers adopting | number of hectares under sustainable agriculture | average % increase in crop yields |
| 1. smallholder irrigated | 177,287 | 357,940 | 129.8 (±21.5) |
| 2. wetland rice | 8,711,236 | 7,007,564 | 22.3 (±2.8) |
| 3. smallholder rainfed humid | 1,704,958 | 1,081,071 | 102.2 (±9.0) |
| 4. smallholder rainfed highland | 401,699 | 725,535 | 107.3 (±14.7) |
| 5. smallholder rainfed dry/cold | 604,804 | 737,896 | 99.2 (±12.5) |
| 6. dualistic mixed | 537,311 | 26,846,750 | 76.5 (±12.6) |
| 7. coastal artisanal | 220,000 | 160,000 | 62.0 (±20.0) |
| 8. urban-based and kitchen garden | 207,479 | 36,147 | 146.0 (±32.9) |
| all projects | 12,564,774 | 36,952,903 | 79.2 (±4.5) |
a Yield data from 360 crop project combinations; reported as % increase (thus a 100% increase is a doubling of yields). Standard errors are given in brackets.

Figure 1 Histogram of change in crop yield after or with project, compared to before or without project (n = 360, mean = 1.79, SD 0.91, median = 1.50, geometric mean = 1.64).

Figure 2 Box and whisker plot of change in crop yield after or with project, compared to before or without project. Bold lines within boxes indicate median value, box limits indicate interquartile range (i.e., 50% of values lie within the box), whiskers indicate highest and lowest, excluding outliers (○, 1.5−3 × box length distance away from edge of box) or extremes (*, >3 × box length). “Other” group consists of sugar cane (n = 2), quinoa (1), oats (2).

Figure 3 Mean changes in crop yield after or with project, compared with before or without project. Vertical lines indicate ± SEM. “Other” group consists of sugar cane (n = 2), quinoa (1), oats (2).

Figure 4 Relationship between relative changes in crop yield after (or with project) to yield before (or without project). Only field crops with n > 9 shown.
Table 3. Summary of Changes in Water Productivity by Major Crop Type Arising from Adoption of Sustainable Agricultural Technologies and Practices in 144 Projectsa
| crop | water productivity before intervention (kg food m-3 water ETa) | water productivity after intervention (kg food m-3 water ETa) | water productivity gain (kg food m-3 water ETa) | % increase in WP |
| irrigated | ||||
| rice (n =18) | 1.03 (±0.22) | 1.19 (±0.12) | 0.16 (±0.04) | 15.5% |
| cotton (n = 8) | 0.17 (±0.04) | 0.22 (±0.05) | 0.05 (±0.02) | 29.4% |
| rainfed | ||||
| cereals (n = 80) | 0.47 (±0.06) | 0.80 (±0.09) | 0.33 (±0.05) | 70.2% |
| legumes (n=19) | 0.43 (±0.07) | 0.87 (±0.16) | 0.44 (±0.11) | 102.3% |
| roots and tubers (n=14) | 2.79 (±0.73) | 5.79 (±1.08) | 3.00 (±0.65) | 107.5% |
| urban and kitchen gardens | ||||
| vegetables and fruits (n=5) | ||||
| 0.83 (±0.29) | 2.96 (±0.97) | 2.13 (±0.71) | 256.6% |
a Standard errors in brackets.
Table 4. Summary of Potential Carbon Sequestered in Soils and Above-Ground Biomass in the 286 Projectsa
| FAO farm system category | carbon sequestered per hectare (t C ha-1 y-1) | total carbon sequestered (Mt C y-1) | carbon sequestered per household (t C y-1) |
| 1. smallholder irrigated | 0.15 (±0.012) | 0.011 | 0.06 |
| 2. wetland rice | 0.34 (±0.035) | 2.53 | 0.29 |
| 3. smallholder rainfed humid | 0.46 (±0.034) | 0.34 | 0.20 |
| 4. smallholder rainfed highland | 0.36 (±0.022) | 0.23 | 0.56 |
| 5. smallholder rainfed dry/cold | 0.26 (±0.035) | 0.20 | 0.32 |
| 6. dualistic mixed | 0.32 (±0.023) | 8.03 | 14.95 |
| 7. coastal artisanal | 0.20 (±0.001) | 0.032 | 0.15 |
| 8. urban-based and kitchen garden | 0.24 (±0.061) | 0.015 | 0.07 |
| total | 0.35 (±0.016) | 11.38 | 0.91 |
a Standard errors in brackets.

Figure 5 Changes in pesticide use and yields in 62 projects (A, n = 10; C, n = 5; D, n = 47).
Discussion
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Acknowledgment
We are grateful to all project staff and scientists who made data available on projects, to earlier comments and sug gestions from researchers involved in the IWMI Bright Spots research program, to Noel Aloysius for input for some of the research, to David Tilman for comments on an earlier manuscript, and to two referees for their helpful comments. The research was funded by the U.K. Department for International Development. The views expressed in this paper are those of the authors and do not necessarily reflect the policies of their organizations.
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Figure 1 Histogram of change in crop yield after or with project, compared to before or without project (n = 360, mean = 1.79, SD 0.91, median = 1.50, geometric mean = 1.64).

Figure 2 Box and whisker plot of change in crop yield after or with project, compared to before or without project. Bold lines within boxes indicate median value, box limits indicate interquartile range (i.e., 50% of values lie within the box), whiskers indicate highest and lowest, excluding outliers (○, 1.5−3 × box length distance away from edge of box) or extremes (*, >3 × box length). “Other” group consists of sugar cane (n = 2), quinoa (1), oats (2).

Figure 3 Mean changes in crop yield after or with project, compared with before or without project. Vertical lines indicate ± SEM. “Other” group consists of sugar cane (n = 2), quinoa (1), oats (2).

Figure 4 Relationship between relative changes in crop yield after (or with project) to yield before (or without project). Only field crops with n > 9 shown.

Figure 5 Changes in pesticide use and yields in 62 projects (A, n = 10; C, n = 5; D, n = 47).
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Supporting Information
ARTICLE SECTIONSTable A1 containing full details of the classification system developed by FAO (Dixon and Gulliver, ref 19) for farming systems. This separates farming systems into 8 types (ir rigated; wetland rice based; smallholder rainfed humid; smallholder rainfed highland; smallholder rainfed dry/cold; dualistic; coastal artisanal fishing; urban-based) for six regions of the world (Sub-Saharan Africa; Middle East and North Africa; Europe and Central Asia; South Asia; East Asia and Pacific; Latin America and Caribbean). Table A2 summarizing the location of the 286 projects in this study in these farming systems types, and giving the impact of agricultural sustainability in each farming system. Part C containing profiles of 47 of the 286 projects (11 in Latin America, 17 in Africa, and 19 in Asia) as examples of how the technologies were adopted and their environmental and social outcomes. This material is available free of charge via the Internet at http://pubs.acs.org.Terms & Conditions
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